MDEX Risk Flags
Consolidated view of every risk_flag row MDEXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001493152-23-010648) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2024-01-25 (accession 0001753926-24-000160), 300 days after the 2023-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 29, 2022 | Form NT 10-K filed 2022-03-29 (accession 0001493152-22-008039) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-08-26 (accession 0001493152-22-024166), 148 days after the 2022-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2008 | Form NT 10-Q filed 2008-05-16 (accession 0001019687-08-002283) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-08-14 (accession 0001062993-08-003655), 91 days after the 2008-05-15 filing … | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001019687-08-001455) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2007 | Form NT 10-Q filed 2007-08-15 (accession 0001019687-07-002591) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-08-14 (accession 0001062993-08-003655), 366 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2006 | Form NT 10-Q filed 2006-08-14 (accession 0001092306-06-000511) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001092306-06-000345) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 30, 2006 | Form NT 10-K filed 2006-03-30 (accession 0001092306-06-000226) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001493152-21-028549) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-12-21 (accession 0001493152-21-032167), 37 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001493152-21-020188) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-09-23 (accession 0001493152-21-023440), 40 days after the 2021-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001108078-12-000118) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001108078-12-000146), 17 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2005 | Form NT 10-Q filed 2005-11-14 (accession 0001092306-05-000571) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 12, 2005 | Form NT 10-Q filed 2005-08-12 (accession 0001092306-05-000405) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001493152-21-011988) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001493152-21-012745), 9 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001493152-21-007427) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001493152-21-008799), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0001493152-20-021795) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-23 (accession 0001493152-20-022302), 9 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2020 | Form NT 10-Q filed 2020-05-18 (accession 0001493152-20-009284) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-18 (accession 0001493152-20-009311), 3 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001471242-12-001125) notified the SEC of delayed 10-Q filing for period ending 2012-08-15. Substantive filing landed 2012-09-06 (accession 0001493152-12-001213), 23 days before the 2012-09-29 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2012 | Form NT 10-Q filed 2012-05-16 (accession 0001108078-12-000194) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001108078-12-000198), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001108078-11-000314) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001108078-11-000322), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2011 | Form NT 10-Q filed 2011-08-16 (accession 0001108078-11-000210) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001108078-11-000220), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2009 | Form NT 10-K filed 2009-04-01 (accession 0001062993-09-001097) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0001062993-09-001337), 15 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001753926-26-000605) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001753926-26-000660), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Aug 22, 2025 | PCAOB-tagged auditor in 10-K filed 2025-08-22 (accession 0001753926-25-001384) was 'SRCO Professional Corporation' (PCAOB Firm ID: 5828). Prior 10-K filed 2024-01-25 (accession 0001753926-24-000160) was 'BF Borgers CPA PC' (PCAOB Firm I… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001493152-20-005245) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-14 (accession 0001493152-20-006348), 15 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001493152-19-017712) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-15 (accession 0001493152-19-017714), 1 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001493152-17-005465) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-16 (accession 0001493152-17-005467), 1 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2014 | Form NT 10-Q filed 2014-11-17 (accession 0001493152-14-003830) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001493152-14-003878), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2014 | Form NT 10-Q filed 2014-08-15 (accession 0001493152-14-002589) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001493152-14-002649), 5 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2011 | Form NT 10-Q filed 2011-05-17 (accession 0001108078-11-000111) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-18 (accession 0001108078-11-000113), 3 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2011 | Form NT 10-K filed 2011-04-01 (accession 0001108078-11-000069) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001108078-11-000094), 15 days after the 2011-03-31 filing … | view ↗ |
Related on MDEX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.