MCLE Risk Flags
Consolidated view of every risk_flag row MCLEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Dec 30, 2024 | Form NT 10-K filed 2024-12-30 (accession 0001683168-24-009038) notified the SEC of delayed 10-K filing for period ending 2024-09-30. Substantive filing landed 2025-01-14 (accession 0001683168-25-000327), 16 days after the 2024-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2025 | Form NT 10-K filed 2025-12-30 (accession 0001683168-25-009407) notified the SEC of delayed 10-K filing for period ending 2025-09-30. Substantive filing landed 2026-01-12 (accession 0001683168-26-000203), 14 days after the 2025-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001683168-25-006211) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-15 (accession 0001683168-25-006213), 1 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001683168-25-001019) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-18 (accession 0001683168-25-001076), 4 days after the 2025-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001683168-24-005738) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-15 (accession 0001683168-24-005770), 1 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001683168-24-001001) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-15 (accession 0001683168-24-001005), 1 days after the 2024-02-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jan 12, 2026 | PCAOB-tagged auditor in 10-K filed 2026-01-12 (accession 0001683168-26-000203) was 'VICTOR MOKUOLU, CPA PLLC' (PCAOB Firm ID: 6771). Prior 10-K filed 2025-01-14 (accession 0001683168-25-000327) was 'GreenGrowth CPAs' (PCAOB Firm ID: 6580). | view ↗ |
| Late Filing | low | NT 10-K · Jan 2, 2024 | Form NT 10-K filed 2024-01-02 (accession 0001683168-24-000001) notified the SEC of delayed 10-K filing for period ending 2023-09-30. Substantive filing landed 2024-01-02 (accession 0001683168-24-000004), 4 days after the 2023-12-29 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jan 2, 2024 | PCAOB-tagged auditor in 10-K filed 2024-01-02 (accession 0001683168-24-000004) was 'GreenGrowth CPAs' (PCAOB Firm ID: 6580). Prior 10-K filed 2022-12-02 (accession 0001683168-22-008165) was 'Mac Accounting Group, LLP' (PCAOB Firm ID: 6258). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001683168-23-003445) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001683168-23-003577), 7 days after the 2023-05-15 filing d… | view ↗ |
Related on MCLE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.