LVPA Risk Flags
Consolidated view of every risk_flag row LVPAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Dec 15, 2025 | Form NT 10-Q filed 2025-12-15 (accession 0001477932-25-008954) notified the SEC of delayed 10-Q filing for period ending 2025-10-31. Substantive filing landed 2026-02-04 (accession 0001477932-26-000624), 51 days after the 2025-12-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 27, 2023 | Form NT 10-K filed 2023-04-27 (accession 0001493152-23-013773) notified the SEC of delayed 10-K filing for period ending 2023-01-31. Substantive filing landed 2023-05-25 (accession 0001493152-23-019006), 24 days after the 2023-05-01 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Sep 14, 2010 | Form NT 10-Q filed 2010-09-14 (accession 0001214659-10-002449) notified the SEC of delayed 10-Q filing for period ending 2010-07-31. Substantive filing landed 2010-10-08 (accession 0001214659-10-002608), 24 days after the 2010-09-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Jun 16, 2008 | Form NT 10-Q filed 2008-06-16 (accession 0001214659-08-001386) notified the SEC of delayed 10-Q filing for period ending 2008-04-30. Substantive filing landed 2008-12-15 (accession 0001214659-08-002683), 184 days after the 2008-06-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · May 1, 2002 | Form NT 10-K filed 2002-05-01 (accession 0000950123-02-004460) notified the SEC of delayed 10-K filing for period ending 2002-01-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 29, 2026 | Form NT 10-K filed 2026-04-29 (accession 0001477932-26-002624) notified the SEC of delayed 10-K filing for period ending 2026-01-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 15, 2022 | Form NT 10-Q filed 2022-12-15 (accession 0001493152-22-035552) notified the SEC of delayed 10-Q filing for period ending 2022-10-31. Substantive filing landed 2022-12-16 (accession 0001493152-22-035638), 1 days after the 2022-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 15, 2022 | Form NT 10-Q filed 2022-09-15 (accession 0001493152-22-025966) notified the SEC of delayed 10-Q filing for period ending 2022-07-31. Substantive filing landed 2022-09-21 (accession 0001493152-22-026415), 7 days after the 2022-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 29, 2022 | Form NT 10-K filed 2022-04-29 (accession 0001493152-22-011505) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-05-19 (accession 0001493152-22-014421), 49 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 15, 2009 | Form NT 10-Q filed 2009-06-15 (accession 0001214659-09-001512) notified the SEC of delayed 10-Q filing for period ending 2009-04-30. Substantive filing landed 2009-06-19 (accession 0001214659-09-001539), 5 days after the 2009-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · May 2, 2000 | Form NT 10-K filed 2000-05-02 (accession 0001052809-00-000006) notified the SEC of delayed 10-K filing for period ending 2000-01-31. Substantive filing landed 2000-06-13 (accession 0001052809-00-000014), 44 days after the 2000-04-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 13, 2025 | Form NT 10-Q filed 2025-06-13 (accession 0001477932-25-004562) notified the SEC of delayed 10-Q filing for period ending 2025-04-30. Substantive filing landed 2025-06-20 (accession 0001477932-25-004713), 6 days after the 2025-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 29, 2025 | Form NT 10-K filed 2025-04-29 (accession 0001477932-25-003048) notified the SEC of delayed 10-K filing for period ending 2025-01-31. Substantive filing landed 2025-05-06 (accession 0001477932-25-003365), 5 days after the 2025-05-01 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 24, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-24 (accession 0001477932-24-002301) was 'MICHAEL GILLESPIE & ASSOCIATES, PLLC' (PCAOB Firm ID: 6104). Prior 10-K/A filed 2023-12-29 (accession 0001477932-23-009405) was 'MICHAEL GILLESPIE & ASSOCIA… | view ↗ |
| Auditor Change | low | 10-K/A · Dec 29, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-12-29 (accession 0001477932-23-009405) was 'MICHAEL GILLESPIE & ASSOCIATES, PLLC' (PCAOB Firm ID: 6108). Prior 10-K filed 2022-05-19 (accession 0001493152-22-014421) was 'BF Borgers CPA PC' (PCAOB F… | view ↗ |
| Late Filing | low | NT 10-Q · Jun 15, 2022 | Form NT 10-Q filed 2022-06-15 (accession 0001493152-22-016799) notified the SEC of delayed 10-Q filing for period ending 2022-04-30. Substantive filing landed 2022-06-17 (accession 0001493152-22-017038), 3 days after the 2022-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 30, 2009 | Form NT 10-K filed 2009-04-30 (accession 0001214659-09-001047) notified the SEC of delayed 10-K filing for period ending 2009-01-31. Substantive filing landed 2009-05-15 (accession 0001214659-09-001244), 14 days after the 2009-05-01 filing … | view ↗ |
Related on LVPA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.