LUDG Risk Flags
Consolidated view of every risk_flag row LUDGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001903596-24-000317) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001903596-24-000339), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001903596-24-000186) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001903596-24-000245), 17 days after the 2024-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 16, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-16 (accession 0001213900-26-028315) was 'Stephano Slack LLC' (PCAOB Firm ID: 3523). Prior 10-K filed 2025-03-31 (accession 0001013762-25-004397) was 'Assurance Dimensions' (PCAOB Firm ID: 5036). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001903596-23-000870) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-28 (accession 0001903596-23-000928), 14 days after the 2023-11-14 filing … | view ↗ |
Related on LUDG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.