LUCK Risk Flags
Consolidated view of every risk_flag row LUCKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K/A · Sep 14, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-09-14 (accession 0001628280-23-032294) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-09-15 (accession 0001628280-22-024988) was '(name not tagged)' (PCAOB Firm ID: 185). | view ↗ |
| Delisting | medium | 25-NSE · May 16, 2022 | Form 25-NSE filed 2022-05-16 (accession 0000876661-22-000416) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Dec 16, 2021 | Form 25-NSE filed 2021-12-16 (accession 0000876661-21-001765) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001213900-21-027073) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-01 (accession 0001213900-21-030261), 17 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001213900-21-043186) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-17 (accession 0001213900-21-043189), 3 days after the 2021-08-14 filing d… | view ↗ |
Related on LUCK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.