LU Risk Flags
Consolidated view of every risk_flag row LUhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F/A · May 13, 2025 | Form NT 20-F/A filed 2025-05-13 (accession 0001193125-25-118355) notified the SEC of delayed 20-F/A filing for period ending 2024-12-31. Substantive filing landed 2026-02-17 (accession 0001193125-26-053042), 293 days after the 2025-04-30 fi… | view ↗ |
| Late Filing | high | NT 20-F · May 9, 2025 | Form NT 20-F filed 2025-05-09 (accession 0001193125-25-116951) notified the SEC of delayed 20-F filing for period ending 2024-12-31. Substantive filing landed 2026-02-17 (accession 0001193125-26-053042), 293 days after the 2025-04-30 filing… | view ↗ |
| Auditor Change | low | 20-F · Feb 17, 2026 | PCAOB-tagged auditor in 20-F filed 2026-02-17 (accession 0001193125-26-053042) was 'Ernst & Young Hua Ming LLP' (PCAOB Firm ID: 1408). Prior 20-F filed 2024-04-23 (accession 0001193125-24-106025) was 'PricewaterhouseCoopers Zhong Tian LLP' … | view ↗ |
Related on LU
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.