LRDC Risk Flags
Consolidated view of every risk_flag row LRDChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Aug 29, 2025 | Form NT 10-K filed 2025-08-29 (accession 0001199835-25-000298) notified the SEC of delayed 10-K filing for period ending 2025-05-31. Substantive filing landed 2025-09-15 (accession 0001199835-25-000313), 17 days after the 2025-08-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Aug 29, 2024 | Form NT 10-K filed 2024-08-29 (accession 0001199835-24-000414) notified the SEC of delayed 10-K filing for period ending 2024-05-31. Substantive filing landed 2024-09-30 (accession 0001199835-24-000423), 32 days after the 2024-08-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Aug 30, 2021 | Form NT 10-K filed 2021-08-30 (accession 0001199835-21-000543) notified the SEC of delayed 10-K filing for period ending 2021-05-31. Substantive filing landed 2021-09-14 (accession 0001199835-21-000571), 16 days after the 2021-08-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 14, 2026 | Form NT 10-Q filed 2026-01-14 (accession 0001199835-26-000014) notified the SEC of delayed 10-Q filing for period ending 2025-11-30. Substantive filing landed 2026-01-20 (accession 0001199835-26-000025), 6 days after the 2026-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 15, 2025 | Form NT 10-Q filed 2025-10-15 (accession 0001199835-25-000346) notified the SEC of delayed 10-Q filing for period ending 2025-08-31. Substantive filing landed 2025-10-20 (accession 0001199835-25-000350), 5 days after the 2025-10-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 14, 2025 | Form NT 10-Q filed 2025-04-14 (accession 0001199835-25-000117) notified the SEC of delayed 10-Q filing for period ending 2025-02-28. Substantive filing landed 2025-04-21 (accession 0001199835-25-000126), 7 days after the 2025-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 15, 2025 | Form NT 10-Q filed 2025-01-15 (accession 0001199835-25-000017) notified the SEC of delayed 10-Q filing for period ending 2024-11-30. Substantive filing landed 2025-01-17 (accession 0001199835-25-000025), 3 days after the 2025-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 15, 2024 | Form NT 10-Q filed 2024-10-15 (accession 0001199835-24-000449) notified the SEC of delayed 10-Q filing for period ending 2024-08-31. Substantive filing landed 2024-10-21 (accession 0001199835-24-000457), 6 days after the 2024-10-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 15, 2024 | Form NT 10-Q filed 2024-04-15 (accession 0001199835-24-000147) notified the SEC of delayed 10-Q filing for period ending 2024-02-29. Substantive filing landed 2024-04-19 (accession 0001199835-24-000169), 5 days after the 2024-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 17, 2024 | Form NT 10-Q filed 2024-01-17 (accession 0001199835-24-000019) notified the SEC of delayed 10-Q filing for period ending 2023-11-30. Substantive filing landed 2024-01-22 (accession 0001199835-24-000042), 8 days after the 2024-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 17, 2023 | Form NT 10-Q filed 2023-10-17 (accession 0001199835-23-000513) notified the SEC of delayed 10-Q filing for period ending 2023-08-31. Substantive filing landed 2023-10-23 (accession 0001199835-23-000524), 8 days after the 2023-10-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Aug 29, 2023 | Form NT 10-K filed 2023-08-29 (accession 0001199835-23-000456) notified the SEC of delayed 10-K filing for period ending 2023-05-31. Substantive filing landed 2023-09-13 (accession 0001199835-23-000476), 15 days after the 2023-08-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 17, 2023 | Form NT 10-Q filed 2023-01-17 (accession 0001199835-23-000010) notified the SEC of delayed 10-Q filing for period ending 2022-11-30. Substantive filing landed 2023-01-23 (accession 0001199835-23-000037), 9 days after the 2023-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 17, 2022 | Form NT 10-Q filed 2022-10-17 (accession 0001199835-22-000590) notified the SEC of delayed 10-Q filing for period ending 2022-08-31. Substantive filing landed 2022-10-24 (accession 0001199835-22-000601), 9 days after the 2022-10-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Aug 29, 2022 | Form NT 10-K filed 2022-08-29 (accession 0001199835-22-000522) notified the SEC of delayed 10-K filing for period ending 2022-05-31. Substantive filing landed 2022-09-13 (accession 0001199835-22-000539), 15 days after the 2022-08-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 14, 2022 | Form NT 10-Q filed 2022-04-14 (accession 0001199835-22-000210) notified the SEC of delayed 10-Q filing for period ending 2022-02-28. Substantive filing landed 2022-04-19 (accession 0001199835-22-000242), 5 days after the 2022-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 14, 2022 | Form NT 10-Q filed 2022-01-14 (accession 0001199835-22-000048) notified the SEC of delayed 10-Q filing for period ending 2021-11-30. Substantive filing landed 2022-01-19 (accession 0001199835-22-000057), 5 days after the 2022-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 18, 2021 | Form NT 10-Q filed 2021-10-18 (accession 0001199835-21-000625) notified the SEC of delayed 10-Q filing for period ending 2021-08-31. Substantive filing landed 2021-10-20 (accession 0001199835-21-000636), 5 days after the 2021-10-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Aug 31, 2010 | Form NT 10-K filed 2010-08-31 (accession 0001199835-10-000581) notified the SEC of delayed 10-K filing for period ending 2010-05-31. Substantive filing landed 2010-09-14 (accession 0001199835-10-000602), 16 days after the 2010-08-29 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Oct 2, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-10-02 (accession 0001199835-24-000442) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K filed 2023-09-13 (accession 0001199835-23-000476) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Auditor Change | low | 10-K · Sep 13, 2023 | PCAOB-tagged auditor in 10-K filed 2023-09-13 (accession 0001199835-23-000476) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). Prior 10-K filed 2022-09-13 (accession 0001199835-22-000539) was 'WEAVER AND TIDWELL, L.L.P.' (PCAOB Firm ID: 410)… | view ↗ |
| Late Filing | low | NT 10-Q · Apr 14, 2021 | Form NT 10-Q filed 2021-04-14 (accession 0001199835-21-000186) notified the SEC of delayed 10-Q filing for period ending 2021-02-28. Substantive filing landed 2021-04-19 (accession 0001199835-21-000207), 5 days after the 2021-04-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 14, 2021 | Form NT 10-Q filed 2021-01-14 (accession 0001654954-21-000485) notified the SEC of delayed 10-Q filing for period ending 2020-11-30. Substantive filing landed 2021-01-19 (accession 0001199835-21-000016), 5 days after the 2021-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Aug 30, 2011 | Form NT 10-K filed 2011-08-30 (accession 0001199835-11-000562) notified the SEC of delayed 10-K filing for period ending 2011-05-31. Substantive filing landed 2011-09-13 (accession 0001199835-11-000582), 15 days after the 2011-08-29 filing … | view ↗ |
Related on LRDC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.