LOB Risk Flags
Consolidated view of every risk_flag row LOBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K/A · Nov 17, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-11-17 (accession 0001462120-25-000105) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-02-22 (accession 0001462120-24-000014) was 'FORVIS, LLP' (PCAOB Firm ID: 686). | view ↗ |
| Delisting | medium | 25 · Dec 13, 2022 | Form 25 filed 2022-12-13 (accession 0001193125-22-303814) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2025 | Form NT 10-Q filed 2025-11-12 (accession 0001462120-25-000098) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-17 (accession 0001462120-25-000106), 3 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 4, 2025 | Form NT 10-K filed 2025-03-04 (accession 0001462120-25-000011) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-03-18 (accession 0001462120-25-000018), 13 days before the 2025-03-31 filing… | view ↗ |
| Auditor Change | low | 10-K · Feb 23, 2023 | PCAOB-tagged auditor in 10-K filed 2023-02-23 (accession 0001462120-23-000016) was 'FORVIS, LLP (Formerly, Dixon Hughes Goodman LLP)' (PCAOB Firm ID: 686). Prior 10-K filed 2022-02-24 (accession 0001564590-22-006729) was 'Dixon Hughes Goodm… | view ↗ |
Related on LOB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.