LINK Risk Flags
Consolidated view of every risk_flag row LINKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12B · Feb 19, 2019 | Form 15-12B (deregistration) filed 2019-02-19 (accession 0001104659-19-009195). Paired with Form 25 (delisting notice) filed 2019-02-04 (accession 0001104659-19-005528) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25 · Feb 4, 2019 | Form 25 (delisting notice) filed 2019-02-04 (accession 0001104659-19-005528). Paired with Form 15-12B (deregistration) filed 2019-02-19 (accession 0001104659-19-009195) within the 12-month going-dark window. | view ↗ |
| Late Filing | high | NT 10-Q · Aug 10, 2006 | Form NT 10-Q filed 2006-08-10 (accession 0001170918-06-000745) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. Substantive filing landed 2006-11-16 (accession 0001170918-06-001031), 94 days after the 2006-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 16, 2006 | Form NT 10-K filed 2006-03-16 (accession 0001170918-06-000235) notified the SEC of delayed 10-K filing for period ending 2005-12-31. Substantive filing landed 2006-07-24 (accession 0001170918-06-000704), 115 days after the 2006-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 10, 2005 | Form NT 10-Q filed 2005-11-10 (accession 0001170918-05-000798) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. Substantive filing landed 2006-07-24 (accession 0001170918-06-000703), 252 days after the 2005-11-14 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001170918-06-000461) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. Substantive filing landed 2006-07-24 (accession 0001170918-06-000703), 70 days after the 2006-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 25, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-25 (accession 0001104659-24-038475) was 'LMHS, P.C.' (PCAOB Firm ID: 3373). Prior 10-K filed 2023-03-29 (accession 0001104659-23-038308) was 'Macias Gini & O’Connell LLP' (PCAOB Firm ID: 324). | view ↗ |
| Auditor Change | low | 10-K · Mar 29, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-29 (accession 0001104659-23-038308) was 'Macias Gini & O’Connell LLP' (PCAOB Firm ID: 324). Prior 10-K filed 2022-03-29 (accession 0001104659-22-039438) was 'RBSM LLP' (PCAOB Firm ID: 587). | view ↗ |
| Delisting | low | 15-12G · Mar 30, 2009 | Form 15-12G filed 2009-03-30 (accession 0001193125-09-067404) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-12G · Feb 5, 2009 | Form 15-12G filed 2009-02-05 (accession 0001193125-09-019783) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2007 | Form NT 10-K filed 2007-04-03 (accession 0001193125-07-073438) notified the SEC of delayed 10-K filing for period ending 2006-12-31. Substantive filing landed 2007-04-10 (accession 0001193125-07-077208), 10 days after the 2007-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2006 | Form NT 10-Q filed 2006-11-13 (accession 0001170918-06-001003) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. Substantive filing landed 2006-11-16 (accession 0001170918-06-001031), 2 days after the 2006-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2005 | Form NT 10-K filed 2005-03-17 (accession 0001193125-05-054112) notified the SEC of delayed 10-K filing for period ending 2004-12-31. Substantive filing landed 2005-03-31 (accession 0001193125-05-066959), 0 days after the 2005-03-31 filing d… | view ↗ |
Related on LINK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.