LIND Risk Flags
Consolidated view of every risk_flag row LINDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K/A · Mar 21, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-03-21 (accession 0001437749-24-008869) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-03-10 (accession 0001437749-23-006086) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Aug 1, 2019 | Form 25-NSE filed 2019-08-01 (accession 0001354457-19-000400) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jul 8, 2015 | Form 25-NSE filed 2015-07-08 (accession 0001354457-15-000120) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
Related on LIND
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.