LGL Risk Flags
Consolidated view of every risk_flag row LGLhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Jan 22, 2026 | Form 15-12G (deregistration) filed 2026-01-22 (accession 0001437749-26-001762). Paired with Form 25-NSE (delisting notice) filed 2025-12-31 (accession 0001143313-25-000105) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Dec 31, 2025 | Form 25-NSE (delisting notice) filed 2025-12-31 (accession 0001143313-25-000105). Paired with Form 15-12G (deregistration) filed 2026-01-22 (accession 0001437749-26-001762) within the 12-month going-dark window. | view ↗ |
| Auditor Change | high | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001437749-24-010393) was 'PKF O'Connor Davies, LLP' (PCAOB Firm ID: 127). Prior 10-K filed 2023-04-17 (accession 0001564590-23-005807) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001564590-23-005087) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001564590-23-005807), 17 days after the 2023-03-31 filing … | view ↗ |
| Delisting | medium | 25-NSE · Mar 7, 2016 | Form 25-NSE filed 2016-03-07 (accession 0001143313-16-000084) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2008 | Form NT 10-K filed 2008-03-31 (accession 0000921895-08-000994) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2008-05-13 (accession 0000921895-08-001412), 44 days after the 2008-03-30 filing … | view ↗ |
| Delisting | medium | 25-NSE · Aug 31, 2007 | Form 25-NSE filed 2007-08-31 (accession 0001143313-07-000149) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0000061004-10-000016) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-21 (accession 0000061004-10-000018), 6 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2009 | Form NT 10-Q filed 2009-11-17 (accession 0000061004-09-000048) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-23 (accession 0000061004-09-000050), 9 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2009 | Form NT 10-Q filed 2009-08-17 (accession 0000921895-09-002298) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-20 (accession 0000061004-09-000034), 6 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2009 | Form NT 10-Q filed 2009-05-18 (accession 0000921895-09-001422) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0000061004-09-000021), 5 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0000921895-08-001436) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0000921895-08-001485), 5 days after the 2008-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2005 | Form NT 10-K filed 2005-04-01 (accession 0000921895-05-000425) notified the SEC of delayed 10-K filing for period ending 2004-12-31. Substantive filing landed 2005-04-01 (accession 0000921895-05-000426), 1 days after the 2005-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0000950135-04-001650) notified the SEC of delayed 10-K filing for period ending 2003-12-31. Substantive filing landed 2004-04-13 (accession 0000950135-04-001837), 14 days after the 2004-03-30 filing … | view ↗ |
Related on LGL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.