LEU Risk Flags
Consolidated view of every risk_flag row LEUhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Dec 11, 2025 | Form 25 filed 2025-12-11 (accession 0001628280-25-056420) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25 · Mar 23, 2015 | Form 25 filed 2015-03-23 (accession 0001065059-15-000016) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25-NSE · Nov 24, 2014 | Form 25-NSE filed 2014-11-24 (accession 0000876661-14-000593) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Feb 9, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-09 (accession 0001065059-24-000013) was 'DELOITTE & TOUCHE LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2023-02-22 (accession 0001065059-23-000009) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 23… | view ↗ |
Related on LEU
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.