LEEN Risk Flags
Consolidated view of every risk_flag row LEENhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Oct 29, 2007 | Form NT 10-K filed 2007-10-29 (accession 0001144204-07-056729) notified the SEC of delayed 10-K filing for period ending 2007-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0001144204-07-043408) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-06-11 (accession 0001144204-08-034655), 302 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Oct 29, 2024 | Form NT 10-K filed 2024-10-29 (accession 0001477932-24-006717) notified the SEC of delayed 10-K filing for period ending 2024-07-31. Substantive filing landed 2024-11-22 (accession 0001477932-24-007579), 24 days after the 2024-10-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Oct 26, 2012 | Form NT 10-K filed 2012-10-26 (accession 0001185185-12-002311) notified the SEC of delayed 10-K filing for period ending 2012-07-31. Substantive filing landed 2012-11-21 (accession 0001185185-12-002645), 23 days after the 2012-10-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2007 | Form NT 10-K filed 2007-03-30 (accession 0001170423-07-000072) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2005 | Form NT 10-Q filed 2005-11-14 (accession 0001170423-05-000409) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 15, 2016 | Form NT 10-Q filed 2016-03-15 (accession 0000721748-16-001050) notified the SEC of delayed 10-Q filing for period ending 2016-01-31. Substantive filing landed 2016-03-29 (accession 0000721748-16-001100), 13 days after the 2016-03-16 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Oct 29, 2015 | Form NT 10-K filed 2015-10-29 (accession 0000721748-15-000779) notified the SEC of delayed 10-K filing for period ending 2015-07-31. Substantive filing landed 2015-11-13 (accession 0000721748-15-000827), 15 days after the 2015-10-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 17, 2015 | Form NT 10-Q filed 2015-03-17 (accession 0000721748-15-000147) notified the SEC of delayed 10-Q filing for period ending 2015-01-31. Substantive filing landed 2015-03-23 (accession 0000721748-15-000157), 6 days after the 2015-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Oct 29, 2014 | Form NT 10-K filed 2014-10-29 (accession 0000721748-14-001071) notified the SEC of delayed 10-K filing for period ending 2014-07-31. Substantive filing landed 2014-11-13 (accession 0000721748-14-001113), 15 days after the 2014-10-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 16, 2014 | Form NT 10-Q filed 2014-06-16 (accession 0000721748-14-000606) notified the SEC of delayed 10-Q filing for period ending 2014-04-30. Substantive filing landed 2014-06-17 (accession 0000721748-14-000616), 3 days after the 2014-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 17, 2014 | Form NT 10-Q filed 2014-03-17 (accession 0000721748-14-000253) notified the SEC of delayed 10-Q filing for period ending 2014-01-31. Substantive filing landed 2014-03-20 (accession 0000721748-14-000275), 3 days after the 2014-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 12, 2013 | Form NT 10-Q filed 2013-12-12 (accession 0000721748-13-000907) notified the SEC of delayed 10-Q filing for period ending 2013-10-31. Substantive filing landed 2013-12-23 (accession 0000721748-13-000953), 8 days after the 2013-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Oct 29, 2013 | Form NT 10-K filed 2013-10-29 (accession 0000721748-13-000737) notified the SEC of delayed 10-K filing for period ending 2013-07-31. Substantive filing landed 2013-11-12 (accession 0000721748-13-000768), 14 days after the 2013-10-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Oct 31, 2011 | Form NT 10-K filed 2011-10-31 (accession 0001144204-11-060337) notified the SEC of delayed 10-K filing for period ending 2011-07-31. Substantive filing landed 2011-11-15 (accession 0001144204-11-065057), 17 days after the 2011-10-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 14, 2024 | Form NT 10-Q filed 2024-06-14 (accession 0001477932-24-003708) notified the SEC of delayed 10-Q filing for period ending 2024-04-30. Substantive filing landed 2024-06-24 (accession 0001477932-24-003832), 10 days after the 2024-06-14 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Apr 17, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-04-17 (accession 0001477932-24-002208) was 'WWC, P.C.' (PCAOB Firm ID: 1171). Prior 10-K filed 2022-10-06 (accession 0001575705-22-000689) was 'Jack Shama' (PCAOB Firm ID: 50909). | view ↗ |
| Late Filing | low | NT 10-Q · Mar 18, 2024 | Form NT 10-Q filed 2024-03-18 (accession 0001477932-24-001266) notified the SEC of delayed 10-Q filing for period ending 2024-01-31. Substantive filing landed 2024-03-22 (accession 0001477932-24-001427), 6 days after the 2024-03-16 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 17, 2018 | Form NT 10-Q filed 2018-12-17 (accession 0001721868-18-000758) notified the SEC of delayed 10-Q filing for period ending 2018-10-31. Substantive filing landed 2018-12-26 (accession 0001721868-18-000767), 11 days after the 2018-12-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Mar 16, 2012 | Form NT 10-Q filed 2012-03-16 (accession 0001185185-12-000415) notified the SEC of delayed 10-Q filing for period ending 2012-01-31. Substantive filing landed 2012-03-21 (accession 0001185185-12-000446), 5 days after the 2012-03-16 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Mar 17, 2010 | Form NT 10-Q filed 2010-03-17 (accession 0001144204-10-014077) notified the SEC of delayed 10-Q filing for period ending 2010-01-31. Substantive filing landed 2010-03-22 (accession 0001144204-10-014884), 5 days after the 2010-03-17 filing d… | view ↗ |
Related on LEEN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.