LEE Risk Flags
Consolidated view of every risk_flag row LEEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Dec 13, 2024 | PCAOB-tagged auditor in 10-K filed 2024-12-13 (accession 0001628280-24-051167) was 'BDO USA, P.C.' (PCAOB Firm ID: 243). Prior 10-K filed 2023-12-08 (accession 0001628280-23-041119) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 6, 2023 | Form NT 10-Q filed 2023-02-06 (accession 0001567619-23-001924) notified the SEC of delayed 10-Q filing for period ending 2022-12-25. Substantive filing landed 2023-03-02 (accession 0001628280-23-006116), 22 days after the 2023-02-08 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 12, 2022 | Form NT 10-K filed 2022-12-12 (accession 0001567619-22-021504) notified the SEC of delayed 10-K filing for period ending 2022-09-25. Substantive filing landed 2023-02-27 (accession 0001628280-23-005263), 65 days after the 2022-12-24 filing … | view ↗ |
| Delisting | medium | 25 · Apr 16, 2021 | Form 25 filed 2021-04-16 (accession 0001437749-21-009158) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Dec 8, 2023 | PCAOB-tagged auditor in 10-K filed 2023-12-08 (accession 0001628280-23-041119) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-02-27 (accession 0001628280-23-005263) was 'KPMG LLP' (PCAOB Firm ID: 243). | view ↗ |
Related on LEE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.