LE Risk Flags
Consolidated view of every risk_flag row LEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Apr 10, 2023 | PCAOB-tagged auditor in 10-K filed 2023-04-10 (accession 0000950170-23-012307) was 'BDO USA, LLP' (PCAOB Firm ID: 243). Prior 10-K filed 2022-03-24 (accession 0001564590-22-011688) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Delisting | high | 25 · Jun 24, 2002 | Form 25 (delisting notice) filed 2002-06-24 (accession 9999999997-02-039165). Paired with Form 15-12B (deregistration) filed 2002-06-18 (accession 0000950172-02-001322) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12B · Jun 18, 2002 | Form 15-12B (deregistration) filed 2002-06-18 (accession 0000950172-02-001322). Paired with Form 25 (delisting notice) filed 2002-06-24 (accession 9999999997-02-039165) within the 12-month going-dark window. | view ↗ |
| Auditor Change | medium | 10-K · Mar 27, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-27 (accession 0000950170-25-046044) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2024-04-03 (accession 0000950170-24-041066) was 'BDO USA, P.C.' (PCAOB Firm ID: 243). | view ↗ |
| Delisting | low | 15-12B · Jun 13, 2014 | Form 15-12B filed 2014-06-13 (accession 0001193125-14-235684) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on LE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.