LDDD Risk Flags
Consolidated view of every risk_flag row LDDDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Sep 30, 2024 | Form NT 10-K filed 2024-09-30 (accession 0001213900-24-082961) notified the SEC of delayed 10-K filing for period ending 2024-06-30. Substantive filing landed 2024-10-15 (accession 0001213900-24-087709), 17 days after the 2024-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 28, 2023 | Form NT 10-K filed 2023-09-28 (accession 0001213900-23-080530) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-11-14 (accession 0001213900-23-086498), 47 days after the 2023-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001213900-23-086539) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001213900-23-088571), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001213900-23-039458) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001213900-23-041711), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001213900-22-071476) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-30 (accession 0001213900-22-076022), 16 days after the 2022-11-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Oct 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-10-15 (accession 0001213900-24-087709) was 'Bush & Associates CPA LLC' (PCAOB Firm ID: 6797). Prior 10-K filed 2023-11-14 (accession 0001213900-23-086498) was 'Michael T. Studer CPA P.C.' (PCAOB Firm … | view ↗ |
| Auditor Change | low | 10-K · Nov 14, 2023 | PCAOB-tagged auditor in 10-K filed 2023-11-14 (accession 0001213900-23-086498) was 'Michael T. Studer CPA P.C.' (PCAOB Firm ID: 822). Prior 10-K filed 2022-10-13 (accession 0001213900-22-063656) was 'KCCW Accountancy Corp.' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2022 | Form NT 10-K filed 2022-09-28 (accession 0001213900-22-059552) notified the SEC of delayed 10-K filing for period ending 2022-06-30. Substantive filing landed 2022-10-13 (accession 0001213900-22-063656), 15 days after the 2022-09-28 filing … | view ↗ |
Related on LDDD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.