LCTX Risk Flags
Consolidated view of every risk_flag row LCTXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K/A · Apr 27, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-04-27 (accession 0001493152-23-013813) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). Prior 10-K filed 2022-03-10 (accession 0001493152-22-006520) was 'OUM & CO. LLP' (PCAOB Firm ID: 252). | view ↗ |
| Delisting | medium | 25-NSE · Sep 27, 2018 | Form 25-NSE filed 2018-09-27 (accession 0001143313-18-000054) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 5, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-05 (accession 0001193125-26-093992) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-03-10 (accession 0000950170-25-036309) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
Related on LCTX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.