LBSR Risk Flags
Consolidated view of every risk_flag row LBSRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Sep 15, 2006 | Form NT 10-Q filed 2006-09-15 (accession 0001085037-06-001816) notified the SEC of delayed 10-Q filing for period ending 2006-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Sep 14, 2005 | Form NT 10-Q filed 2005-09-14 (accession 0001085037-05-001345) notified the SEC of delayed 10-Q filing for period ending 2005-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jun 15, 2005 | Form NT 10-Q filed 2005-06-15 (accession 0001085037-05-000851) notified the SEC of delayed 10-Q filing for period ending 2005-04-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · May 2, 2005 | Form NT 10-K filed 2005-05-02 (accession 0001085037-05-000535) notified the SEC of delayed 10-K filing for period ending 2005-01-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Sep 15, 2004 | Form NT 10-Q filed 2004-09-15 (accession 0001085037-04-000993) notified the SEC of delayed 10-Q filing for period ending 2004-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jun 15, 2004 | Form NT 10-Q filed 2004-06-15 (accession 0001085037-04-000633) notified the SEC of delayed 10-Q filing for period ending 2004-04-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001062993-04-000417) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2003 | Form NT 10-Q filed 2003-08-14 (accession 0001085037-03-000543) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · May 2, 2022 | Form NT 10-K filed 2022-05-02 (accession 0001493152-22-011745) notified the SEC of delayed 10-K filing for period ending 2022-01-31. Substantive filing landed 2022-05-17 (accession 0001493152-22-014226), 16 days after the 2022-05-01 filing … | view ↗ |
| Late Filing | high | NT 10-K · May 2, 2016 | Form NT 10-K filed 2016-05-02 (accession 0001213900-16-012916) notified the SEC of delayed 10-K filing for period ending 2016-01-31. Substantive filing landed 2016-05-17 (accession 0001213900-16-013553), 17 days after the 2016-04-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2003 | Form NT 10-K filed 2003-04-01 (accession 0001085037-03-000235) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2002 | Form NT 10-Q filed 2002-11-15 (accession 0001085037-02-000665) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 30, 2024 | Form NT 10-K filed 2024-04-30 (accession 0001493152-24-017200) notified the SEC of delayed 10-K filing for period ending 2024-01-31. Substantive filing landed 2024-05-15 (accession 0001493152-24-019985), 15 days after the 2024-04-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 1, 2023 | Form NT 10-K filed 2023-05-01 (accession 0001493152-23-014989) notified the SEC of delayed 10-K filing for period ending 2023-01-31. Substantive filing landed 2023-05-16 (accession 0001493152-23-017610), 15 days after the 2023-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 14, 2022 | Form NT 10-Q filed 2022-06-14 (accession 0001493152-22-016628) notified the SEC of delayed 10-Q filing for period ending 2022-04-30. Substantive filing landed 2022-06-17 (accession 0001493152-22-017126), 3 days after the 2022-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2021 | Form NT 10-Q filed 2021-12-16 (accession 0001493152-21-031623) notified the SEC of delayed 10-Q filing for period ending 2021-10-31. Substantive filing landed 2021-12-20 (accession 0001493152-21-032081), 5 days after the 2021-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 15, 2021 | Form NT 10-Q filed 2021-09-15 (accession 0001493152-21-022726) notified the SEC of delayed 10-Q filing for period ending 2021-07-31. Substantive filing landed 2021-09-20 (accession 0001493152-21-023158), 6 days after the 2021-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2019 | Form NT 10-Q filed 2019-12-16 (accession 0001493152-19-019295) notified the SEC of delayed 10-Q filing for period ending 2019-10-31. Substantive filing landed 2019-12-20 (accession 0001493152-19-019544), 5 days after the 2019-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · May 1, 2019 | Form NT 10-K filed 2019-05-01 (accession 0001493152-19-006240) notified the SEC of delayed 10-K filing for period ending 2019-01-31. Substantive filing landed 2019-05-16 (accession 0001493152-19-007636), 15 days after the 2019-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 17, 2018 | Form NT 10-Q filed 2018-12-17 (accession 0001493152-18-017609) notified the SEC of delayed 10-Q filing for period ending 2018-10-31. Substantive filing landed 2018-12-26 (accession 0001493152-18-017961), 11 days after the 2018-12-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 17, 2018 | Form NT 10-Q filed 2018-09-17 (accession 0001493152-18-013311) notified the SEC of delayed 10-Q filing for period ending 2018-07-31. Substantive filing landed 2018-09-19 (accession 0001493152-18-013492), 5 days after the 2018-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · May 1, 2018 | Form NT 10-K filed 2018-05-01 (accession 0001493152-18-006023) notified the SEC of delayed 10-K filing for period ending 2018-01-31. Substantive filing landed 2018-05-16 (accession 0001493152-18-007184), 15 days after the 2018-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 15, 2016 | Form NT 10-Q filed 2016-12-15 (accession 0001493152-16-015933) notified the SEC of delayed 10-Q filing for period ending 2016-10-31. Substantive filing landed 2016-12-20 (accession 0001493152-16-016051), 5 days after the 2016-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2016 | Form NT 10-Q filed 2016-09-14 (accession 0001493152-16-013324) notified the SEC of delayed 10-Q filing for period ending 2016-07-31. Substantive filing landed 2016-09-16 (accession 0001493152-16-013400), 2 days after the 2016-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 14, 2016 | Form NT 10-Q filed 2016-06-14 (accession 0001213900-16-014197) notified the SEC of delayed 10-Q filing for period ending 2016-04-30. Substantive filing landed 2016-06-20 (accession 0001213900-16-014395), 6 days after the 2016-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 16, 2015 | Form NT 10-Q filed 2015-06-16 (accession 0001062993-15-003398) notified the SEC of delayed 10-Q filing for period ending 2015-04-30. Substantive filing landed 2015-06-19 (accession 0001062993-15-003469), 5 days after the 2015-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 16, 2014 | Form NT 10-Q filed 2014-06-16 (accession 0001085037-14-000073) notified the SEC of delayed 10-Q filing for period ending 2014-04-30. Substantive filing landed 2014-06-20 (accession 0001062993-14-003819), 6 days after the 2014-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · May 1, 2014 | Form NT 10-K filed 2014-05-01 (accession 0001085037-14-000046) notified the SEC of delayed 10-K filing for period ending 2014-01-31. Substantive filing landed 2014-05-16 (accession 0001062993-14-003140), 15 days after the 2014-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2013 | Form NT 10-Q filed 2013-12-16 (accession 0001062993-13-006354) notified the SEC of delayed 10-Q filing for period ending 2013-10-31. Substantive filing landed 2013-12-23 (accession 0001062993-13-006419), 8 days after the 2013-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 30, 2013 | Form NT 10-K filed 2013-04-30 (accession 0001085037-13-000049) notified the SEC of delayed 10-K filing for period ending 2013-01-31. Substantive filing landed 2013-05-16 (accession 0001062993-13-002635), 15 days after the 2013-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2012 | Form NT 10-Q filed 2012-09-14 (accession 0001062993-12-003589) notified the SEC of delayed 10-Q filing for period ending 2012-07-31. Substantive filing landed 2012-09-19 (accession 0001062993-12-003689), 5 days after the 2012-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 14, 2012 | Form NT 10-Q filed 2012-06-14 (accession 0001085037-12-000120) notified the SEC of delayed 10-Q filing for period ending 2012-04-30. Substantive filing landed 2012-06-19 (accession 0001062993-12-002162), 5 days after the 2012-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2010 | Form NT 10-Q filed 2010-12-16 (accession 0001085037-10-000396) notified the SEC of delayed 10-Q filing for period ending 2010-10-31. Substantive filing landed 2010-12-20 (accession 0001204459-10-003174), 5 days after the 2010-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 15, 2010 | Form NT 10-Q filed 2010-09-15 (accession 0001085037-10-000301) notified the SEC of delayed 10-Q filing for period ending 2010-07-31. Substantive filing landed 2010-09-20 (accession 0001204459-10-002238), 6 days after the 2010-09-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · May 1, 2025 | PCAOB-tagged auditor in 10-K filed 2025-05-01 (accession 0001641172-25-008127) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K filed 2024-05-15 (accession 0001493152-24-019985) was 'Turner, Stone & Company, L.L.P.' (PCAOB Firm ID: 76… | view ↗ |
| Late Filing | low | NT 10-Q · Jun 14, 2021 | Form NT 10-Q filed 2021-06-14 (accession 0001493152-21-014272) notified the SEC of delayed 10-Q filing for period ending 2021-04-30. Substantive filing landed 2021-06-21 (accession 0001493152-21-014848), 7 days after the 2021-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 30, 2010 | Form NT 10-K filed 2010-04-30 (accession 0001085037-10-000161) notified the SEC of delayed 10-K filing for period ending 2010-01-31. Substantive filing landed 2010-05-13 (accession 0001062993-10-001559), 12 days after the 2010-05-01 filing … | view ↗ |
| Late Filing | low | NT 10-K · May 4, 2009 | Form NT 10-K filed 2009-05-04 (accession 0001062993-09-001561) notified the SEC of delayed 10-K filing for period ending 2009-01-31. Substantive filing landed 2009-05-15 (accession 0001062993-09-001770), 14 days after the 2009-05-01 filing … | view ↗ |
Related on LBSR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.