LASE Risk Flags
Consolidated view of every risk_flag row LASEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014286) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-20 (accession 0001493152-26-018110), 20 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001493152-25-023533) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-12-23 (accession 0001493152-25-028857), 39 days after the 2025-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001641172-25-011193) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-07-03 (accession 0001641172-25-017657), 49 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001739) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-06-24 (accession 0001641172-25-016194), 85 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001654954-24-003931) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-19 (accession 0001654954-24-004797), 20 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001654954-23-004128) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001654954-23-004821), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-024146) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-15 (accession 0001641172-25-024367), 1 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jun 24, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-24 (accession 0001641172-25-016194) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K/A filed 2024-09-12 (accession 0001493152-24-036018) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001493152-24-045868) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-18 (accession 0001493152-24-046462), 4 days after the 2024-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Sep 12, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-09-12 (accession 0001493152-24-036018) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). Prior 10-K/A filed 2023-11-17 (accession 0001654954-23-014537) was 'BF Borgers CPA PC' (PCAOB Firm ID:… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2024 | Form NT 10-Q filed 2024-08-13 (accession 0001493152-24-031655) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-29 (accession 0001493152-24-034236), 15 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001654954-23-010873) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-15 (accession 0001654954-23-010875), 1 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001654954-22-007007) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-19 (accession 0001654954-22-007237), 4 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001654954-22-004354) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-01 (accession 0001654954-22-004455), 1 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001654954-21-012296) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-19 (accession 0001654954-21-012466), 5 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 19, 2021 | Form NT 10-Q filed 2021-05-19 (accession 0001654954-21-006039) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001654954-21-006213), 9 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001104659-20-095462) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001104659-20-096959), 5 days after the 2020-08-14 filing d… | view ↗ |
Related on LASE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.