LAKE Risk Flags
Consolidated view of every risk_flag row LAKEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 17, 2025 | Form NT 10-K filed 2025-04-17 (accession 0001654954-25-004362) notified the SEC of delayed 10-K filing for period ending 2025-01-31. Substantive filing landed 2026-04-16 (accession 0001193125-26-159176), 350 days after the 2025-05-01 filing… | view ↗ |
| Auditor Change | high | 10-K · Apr 17, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-17 (accession 0001654954-25-004352) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2024-04-11 (accession 0001654954-24-004465) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Late Filing | high | NT 10-K · Apr 18, 2023 | Form NT 10-K filed 2023-04-18 (accession 0001654954-23-004896) notified the SEC of delayed 10-K filing for period ending 2023-01-31. Substantive filing landed 2024-04-11 (accession 0001654954-24-004465), 346 days after the 2023-05-01 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 30, 2015 | Form NT 10-K filed 2015-04-30 (accession 0001144204-15-026239) notified the SEC of delayed 10-K filing for period ending 2015-01-31. Substantive filing landed 2015-05-18 (accession 0001144204-15-032060), 17 days after the 2015-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 1, 2013 | Form NT 10-K filed 2013-05-01 (accession 0001144204-13-025749) notified the SEC of delayed 10-K filing for period ending 2013-01-31. Substantive filing landed 2013-05-21 (accession 0001144204-13-030790), 20 days after the 2013-05-01 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 19, 2022 | Form NT 10-K filed 2022-04-19 (accession 0001193125-22-109061) notified the SEC of delayed 10-K filing for period ending 2022-01-31. Substantive filing landed 2022-04-21 (accession 0001654954-22-005270), 10 days before the 2022-05-01 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 6, 2018 | Form NT 10-Q filed 2018-12-06 (accession 0001654954-18-013615) notified the SEC of delayed 10-Q filing for period ending 2018-10-31. Substantive filing landed 2018-12-17 (accession 0001654954-18-014004), 2 days after the 2018-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 11, 2015 | Form NT 10-Q filed 2015-09-11 (accession 0001144204-15-054538) notified the SEC of delayed 10-Q filing for period ending 2015-07-31. Substantive filing landed 2015-09-16 (accession 0001144204-15-055285), 2 days after the 2015-09-14 filing d… | view ↗ |
Related on LAKE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.