LAAI Risk Flags
Consolidated view of every risk_flag row LAAIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001683168-25-002026) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001683168-25-002612), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001683168-24-001962) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001683168-24-002466), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001683168-26-002506) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001683168-26-002984), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001683168-25-002612) was 'Beckles & Co. Inc.' (PCAOB Firm ID: 7116). Prior 10-K filed 2024-04-16 (accession 0001683168-24-002466) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001683168-23-008048) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-21 (accession 0001683168-23-008376), 7 days after the 2023-11-14 filing d… | view ↗ |
Related on LAAI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.