KWIK Risk Flags
Consolidated view of every risk_flag row KWIKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001683168-24-001975) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001683168-24-002394), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001096906-23-000721) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001096906-23-000835), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001096906-23-001100) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-16 (accession 0001096906-23-001102), 1 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001096906-22-002773) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001096906-22-002823), 7 days after the 2022-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001683168-25-002055) was 'Green Growth CPAs' (PCAOB Firm ID: 6580). Prior 10-K filed 2024-04-15 (accession 0001683168-24-002394) was 'Heaton & Company, PLLC' (PCAOB Firm ID: 6117). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001096906-22-001912) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001096906-22-001983), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001096906-22-000727) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001096906-22-000873), 15 days after the 2022-03-31 filing … | view ↗ |
Related on KWIK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.