KOAN Risk Flags
Consolidated view of every risk_flag row KOANhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012255) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001493152-24-014876), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010261) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012539), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001493152-18-007313) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-06-27 (accession 0001493152-18-009247), 43 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001493152-18-004409) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-06-20 (accession 0001493152-18-009029), 81 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2017 | Form NT 10-K filed 2017-03-30 (accession 0001493152-17-002996) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-24 (accession 0001493152-17-004321), 24 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001493152-16-010016) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-06-16 (accession 0001493152-16-010902), 32 days after the 2016-05-15 filing … | view ↗ |
| Delisting | high | 25 · Sep 18, 2007 | Form 25 (delisting notice) filed 2007-09-18 (accession 0001188112-07-002853). Paired with Form 15-12G (deregistration) filed 2007-09-18 (accession 0001188112-07-002852) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12G · Sep 18, 2007 | Form 15-12G (deregistration) filed 2007-09-18 (accession 0001188112-07-002852). Paired with Form 25 (delisting notice) filed 2007-09-18 (accession 0001188112-07-002853) within the 12-month going-dark window. | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2001 | Form NT 10-K filed 2001-04-03 (accession 0000950144-01-500486) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001493152-24-045233) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-26 (accession 0001493152-24-047676), 12 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001493152-24-031933) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-21 (accession 0001493152-24-033340), 7 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019610) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020796), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001493152-23-040719) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001493152-23-042053), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-017344) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001493152-23-018479), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001493152-22-032064) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001493152-22-033105), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022891) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001493152-22-023730), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001493152-22-013799) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-20 (accession 0001493152-22-014633), 5 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001493152-22-008466) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001493152-22-010140), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001493152-21-028630) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001493152-21-029563), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001493152-21-020252) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-18 (accession 0001493152-21-020503), 4 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001493152-21-012010) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-19 (accession 0001493152-21-012223), 4 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001493152-21-007730) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001493152-21-008844), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001493152-20-021429) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-23 (accession 0001493152-20-022159), 9 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001493152-19-017342) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001493152-19-017873), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2019 | Form NT 10-Q filed 2019-05-14 (accession 0001493152-19-006986) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001493152-19-007885), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001493152-19-004650) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-02 (accession 0001493152-19-004713), 2 days after the 2019-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001493152-18-016112) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001493152-18-016384), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001493152-18-012055) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-15 (accession 0001493152-18-012092), 1 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2017 | Form NT 10-Q filed 2017-11-13 (accession 0001493152-17-012889) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-21 (accession 0001493152-17-013697), 7 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001493152-17-009347) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-16 (accession 0001493152-17-009474), 2 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001493152-16-015071) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-15 (accession 0001493152-16-015073), 1 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2015 | Form NT 10-Q filed 2015-08-17 (accession 0001493152-15-003778) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001493152-15-003886), 5 days after the 2015-08-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Mar 18, 2025 | Form 15-12G filed 2025-03-18 (accession 0001493152-25-010749) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-16 (accession 0001493152-24-014876) was 'Victor Mokuolu, CPA PLLC' (PCAOB Firm ID: 6771). Prior 10-K filed 2023-04-17 (accession 0001493152-23-012539) was 'Victor Mokuolu, CPA PLLC' (PCAOB Firm… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001213900-15-003907) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-20 (accession 0001493152-15-002159), 5 days after the 2015-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 24, 2015 | Form NT 10-K filed 2015-03-24 (accession 0001493152-15-000969) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-15 (accession 0001493152-15-001429), 15 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2005 | Form NT 10-K filed 2005-04-01 (accession 0001167966-05-000517) notified the SEC of delayed 10-K filing for period ending 2004-12-31. Substantive filing landed 2005-04-15 (accession 0001167966-05-000570), 15 days after the 2005-03-31 filing … | view ↗ |
Related on KOAN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.