JSDA Risk Flags
Consolidated view of every risk_flag row JSDAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001437749-24-010422) was 'Berkowitz Pollack Brant Advisors + CPAs, LLP' (PCAOB Firm ID: 52). Prior 10-K filed 2023-03-29 (accession 0001437749-23-008382) was 'ArmaninoLLP' (PCAOB Fir… | view ↗ |
| Delisting | medium | 25-NSE · Oct 11, 2012 | Form 25-NSE filed 2012-10-11 (accession 0001354457-12-000226) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001944) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-01 (accession 0001641172-25-001951), 1 days after the 2025-03-31 filing d… | view ↗ |
Related on JSDA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.