JBTM Risk Flags
Consolidated view of every risk_flag row JBTMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12B · May 11, 2018 | Form 15-12B (deregistration) filed 2018-05-11 (accession 0001433660-18-000018). Paired with Form 25-NSE (delisting notice) filed 2018-04-30 (accession 0000876661-18-000422) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Apr 30, 2018 | Form 25-NSE (delisting notice) filed 2018-04-30 (accession 0000876661-18-000422). Paired with Form 15-12B (deregistration) filed 2018-05-11 (accession 0001433660-18-000018) within the 12-month going-dark window. | view ↗ |
| Auditor Change | low | 10-K · Feb 23, 2023 | PCAOB-tagged auditor in 10-K filed 2023-02-23 (accession 0001433660-23-000007) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2022-02-24 (accession 0001433660-22-000006) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
Related on JBTM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.