IVDN Risk Flags
Consolidated view of every risk_flag row IVDNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Feb 1, 2021 | Form NT 10-K filed 2021-02-01 (accession 0001731122-21-000142) notified the SEC of delayed 10-K filing for period ending 2020-10-31. Substantive filing landed 2021-08-04 (accession 0001731122-21-001288), 187 days after the 2021-01-29 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Mar 13, 2008 | Form NT 10-Q filed 2008-03-13 (accession 0001144204-08-014985) notified the SEC of delayed 10-Q filing for period ending 2008-01-31. Substantive filing landed 2008-09-15 (accession 0001144204-08-052901), 183 days after the 2008-03-16 filing… | view ↗ |
| Late Filing | high | NT 10-K · Jan 31, 2025 | Form NT 10-K filed 2025-01-31 (accession 0001731122-25-000144) notified the SEC of delayed 10-K filing for period ending 2024-10-31. Substantive filing landed 2025-02-20 (accession 0001731122-25-000267), 22 days after the 2025-01-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 26, 2024 | Form NT 10-K filed 2024-01-26 (accession 0001731122-24-000163) notified the SEC of delayed 10-K filing for period ending 2023-10-31. Substantive filing landed 2024-02-23 (accession 0001731122-24-000304), 25 days after the 2024-01-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Jun 6, 2023 | Form NT 10-Q filed 2023-06-06 (accession 0001731122-23-001065) notified the SEC of delayed 10-Q filing for period ending 2023-04-30. Substantive filing landed 2023-07-07 (accession 0001731122-23-001281), 23 days after the 2023-06-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 25, 2022 | Form NT 10-K filed 2022-01-25 (accession 0001731122-22-000096) notified the SEC of delayed 10-K filing for period ending 2021-10-31. Substantive filing landed 2022-02-15 (accession 0001731122-22-000252), 17 days after the 2022-01-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q/A · Mar 18, 2020 | Form NT 10-Q/A filed 2020-03-18 (accession 0001731122-20-000278) notified the SEC of delayed 10-Q/A filing for period ending 2020-01-31. Substantive filing landed 2020-04-30 (accession 0001731122-20-000418), 45 days after the 2020-03-16 fil… | view ↗ |
| Late Filing | high | NT 10-K/A · Mar 18, 2020 | Form NT 10-K/A filed 2020-03-18 (accession 0001731122-20-000276) notified the SEC of delayed 10-K/A filing for period ending 2019-10-31. Substantive filing landed 2020-03-25 (accession 0001731122-20-000299), 56 days after the 2020-01-29 fil… | view ↗ |
| Late Filing | high | NT 10-Q · Mar 13, 2020 | Form NT 10-Q filed 2020-03-13 (accession 0001731122-20-000267) notified the SEC of delayed 10-Q filing for period ending 2020-01-31. Substantive filing landed 2020-04-30 (accession 0001731122-20-000418), 45 days after the 2020-03-16 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 28, 2020 | Form NT 10-K filed 2020-01-28 (accession 0001731122-20-000073) notified the SEC of delayed 10-K filing for period ending 2019-10-31. Substantive filing landed 2020-03-25 (accession 0001731122-20-000299), 56 days after the 2020-01-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Sep 11, 2019 | Form NT 10-Q filed 2019-09-11 (accession 0001731122-19-000549) notified the SEC of delayed 10-Q filing for period ending 2019-07-31. Substantive filing landed 2019-10-31 (accession 0001731122-19-000647), 47 days after the 2019-09-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Jun 12, 2019 | Form NT 10-Q filed 2019-06-12 (accession 0001731122-19-000323) notified the SEC of delayed 10-Q filing for period ending 2019-04-30. Substantive filing landed 2019-07-26 (accession 0001731122-19-000405), 42 days after the 2019-06-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 24, 2019 | Form NT 10-K filed 2019-01-24 (accession 0001615774-19-000923) notified the SEC of delayed 10-K filing for period ending 2018-10-31. Substantive filing landed 2019-03-13 (accession 0001731122-19-000117), 43 days after the 2019-01-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Jun 5, 2017 | Form NT 10-Q filed 2017-06-05 (accession 0001615774-17-002922) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-06-19 (accession 0001615774-17-003232), 35 days after the 2017-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 29, 2008 | Form NT 10-K filed 2008-01-29 (accession 0001144204-08-004591) notified the SEC of delayed 10-K filing for period ending 2007-10-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jan 30, 2004 | Form NT 10-K filed 2004-01-30 (accession 0001182063-04-000011) notified the SEC of delayed 10-K filing for period ending 2003-10-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 17, 2025 | Form NT 10-Q filed 2025-03-17 (accession 0001731122-25-000393) notified the SEC of delayed 10-Q filing for period ending 2025-01-31. Substantive filing landed 2025-03-20 (accession 0001731122-25-000410), 3 days after the 2025-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 6, 2023 | Form NT 10-Q filed 2023-09-06 (accession 0001731122-23-001644) notified the SEC of delayed 10-Q filing for period ending 2023-07-31. Substantive filing landed 2023-09-25 (accession 0001731122-23-001728), 11 days after the 2023-09-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 6, 2023 | Form NT 10-Q filed 2023-03-06 (accession 0001731122-23-000315) notified the SEC of delayed 10-Q filing for period ending 2023-01-31. Substantive filing landed 2023-03-15 (accession 0001731122-23-000381), 2 days before the 2023-03-17 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jan 23, 2023 | Form NT 10-K filed 2023-01-23 (accession 0001731122-23-000073) notified the SEC of delayed 10-K filing for period ending 2022-10-31. Substantive filing landed 2023-02-13 (accession 0001731122-23-000202), 15 days after the 2023-01-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 8, 2022 | Form NT 10-Q filed 2022-06-08 (accession 0001731122-22-001047) notified the SEC of delayed 10-Q filing for period ending 2022-04-30. Substantive filing landed 2022-06-21 (accession 0001731122-22-001096), 7 days after the 2022-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2020 | Form NT 10-Q filed 2020-09-14 (accession 0001731122-20-000950) notified the SEC of delayed 10-Q filing for period ending 2020-07-31. Substantive filing landed 2020-09-21 (accession 0001731122-20-000966), 7 days after the 2020-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 29, 2018 | Form NT 10-Q filed 2018-08-29 (accession 0001615774-18-008788) notified the SEC of delayed 10-Q filing for period ending 2018-07-31. Substantive filing landed 2018-09-24 (accession 0001615774-18-009852), 10 days after the 2018-09-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 6, 2018 | Form NT 10-Q filed 2018-06-06 (accession 0001615774-18-004921) notified the SEC of delayed 10-Q filing for period ending 2018-04-30. Substantive filing landed 2018-06-14 (accession 0001615774-18-005276), 0 days after the 2018-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 1, 2018 | Form NT 10-Q filed 2018-03-01 (accession 0001615774-18-001540) notified the SEC of delayed 10-Q filing for period ending 2018-01-31. Substantive filing landed 2018-03-16 (accession 0001615774-18-001934), 1 days before the 2018-03-17 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 8, 2017 | Form NT 10-Q filed 2017-09-08 (accession 0001615774-17-004984) notified the SEC of delayed 10-Q filing for period ending 2017-07-31. Substantive filing landed 2017-09-15 (accession 0001615774-17-005106), 1 days after the 2017-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 9, 2017 | Form NT 10-Q filed 2017-03-09 (accession 0001615774-17-000953) notified the SEC of delayed 10-Q filing for period ending 2017-01-31. Substantive filing landed 2017-03-20 (accession 0001615774-17-001149), 3 days after the 2017-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jan 26, 2017 | Form NT 10-K filed 2017-01-26 (accession 0001615774-17-000260) notified the SEC of delayed 10-K filing for period ending 2016-10-31. Substantive filing landed 2017-02-07 (accession 0001615774-17-000391), 9 days after the 2017-01-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 12, 2016 | Form NT 10-Q filed 2016-09-12 (accession 0001615774-16-007130) notified the SEC of delayed 10-Q filing for period ending 2016-07-31. Substantive filing landed 2016-09-20 (accession 0001615774-16-007280), 6 days after the 2016-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 10, 2016 | Form NT 10-Q filed 2016-06-10 (accession 0001615774-16-005857) notified the SEC of delayed 10-Q filing for period ending 2016-04-30. Substantive filing landed 2016-06-17 (accession 0001615774-16-005960), 3 days after the 2016-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2015 | Form NT 10-Q filed 2015-09-14 (accession 0001615774-15-002549) notified the SEC of delayed 10-Q filing for period ending 2015-07-31. Substantive filing landed 2015-09-18 (accession 0001615774-15-002604), 4 days after the 2015-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jan 30, 2015 | Form NT 10-K filed 2015-01-30 (accession 0001144204-15-005031) notified the SEC of delayed 10-K filing for period ending 2014-10-31. Substantive filing landed 2015-02-12 (accession 0001144204-15-008465), 14 days after the 2015-01-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 10, 2014 | Form NT 10-Q filed 2014-03-10 (accession 0001144204-14-014463) notified the SEC of delayed 10-Q filing for period ending 2014-01-31. Substantive filing landed 2014-03-21 (accession 0001144204-14-017045), 4 days after the 2014-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jan 27, 2014 | Form NT 10-K filed 2014-01-27 (accession 0001144204-14-004186) notified the SEC of delayed 10-K filing for period ending 2013-10-31. Substantive filing landed 2014-02-06 (accession 0001144204-14-006408), 8 days after the 2014-01-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 14, 2013 | Form NT 10-Q filed 2013-03-14 (accession 0001144204-13-015058) notified the SEC of delayed 10-Q filing for period ending 2013-01-31. Substantive filing landed 2013-03-22 (accession 0001144204-13-016795), 5 days after the 2013-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 15, 2012 | Form NT 10-Q filed 2012-03-15 (accession 0001144204-12-015211) notified the SEC of delayed 10-Q filing for period ending 2012-01-31. Substantive filing landed 2012-03-21 (accession 0001144204-12-016400), 5 days after the 2012-03-16 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jan 28, 2011 | Form NT 10-K filed 2011-01-28 (accession 0001144204-11-004679) notified the SEC of delayed 10-K filing for period ending 2010-10-31. Substantive filing landed 2011-03-16 (accession 0001144204-11-015215), 46 days after the 2011-01-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 16, 2009 | Form NT 10-Q filed 2009-03-16 (accession 0001144204-09-014250) notified the SEC of delayed 10-Q filing for period ending 2009-01-31. Substantive filing landed 2009-03-27 (accession 0001144204-09-016660), 10 days after the 2009-03-17 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 15, 2007 | Form NT 10-Q filed 2007-03-15 (accession 0000950159-07-000353) notified the SEC of delayed 10-Q filing for period ending 2007-01-31. Substantive filing landed 2007-04-30 (accession 0000950159-07-000590), 44 days after the 2007-03-17 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 20, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-20 (accession 0001731122-25-000267) was 'Asesoria Global, S.A.' (PCAOB Firm ID: 7184). Prior 10-K filed 2024-02-23 (accession 0001731122-24-000304) was 'RW Group, LLC' (PCAOB Firm ID: 5020). | view ↗ |
| Late Filing | low | NT 10-K · Jan 27, 2012 | Form NT 10-K filed 2012-01-27 (accession 0001144204-12-004401) notified the SEC of delayed 10-K filing for period ending 2011-10-31. Substantive filing landed 2012-02-13 (accession 0001144204-12-007436), 15 days after the 2012-01-29 filing … | view ↗ |
Related on IVDN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.