IPM Risk Flags
Consolidated view of every risk_flag row IPMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 14, 2006 | Form NT 10-Q filed 2006-08-14 (accession 0001213900-06-000999) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001213900-12-006195) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-12-07 (accession 0001213900-12-006684), 23 days after the 2012-11-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 17, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-17 (accession 0001213900-26-029095) was 'Grassi & Co., CPAs, P.C.' (PCAOB Firm ID: 606). Prior 10-K filed 2025-03-24 (accession 0001013762-25-001600) was 'Grassi & Co., CPAs, P.C.' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2008 | Form NT 10-Q filed 2008-05-16 (accession 0001213900-08-000973) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-16 (accession 0001213900-08-000989), 1 days after the 2008-05-15 filing d… | view ↗ |
Related on IPM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.