IPDN Risk Flags
Consolidated view of every risk_flag row IPDNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001493152-19-004512) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001493152-19-005364), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K/A · May 2, 2016 | Form NT 10-K/A filed 2016-05-02 (accession 0001214659-16-011197) notified the SEC of delayed 10-K/A filing for period ending 2015-12-31. Substantive filing landed 2016-05-04 (accession 0001214659-16-011237), 35 days after the 2016-03-30 fil… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001437749-26-010515) was 'SR CPA & Co.' (PCAOB Firm ID: 7249). Prior 10-K filed 2025-03-31 (accession 0001437749-25-010108) was 'Sassetti, LLC' (PCAOB Firm ID: 29). | view ↗ |
| Auditor Change | low | 10-K · Mar 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-29 (accession 0001437749-24-010111) was 'Sassetti, LLC' (PCAOB Firm ID: 29). Prior 10-K filed 2023-03-31 (accession 0001493152-23-010178) was 'Ciro E. Adams, CPA, LLC' (PCAOB Firm ID: 5938). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001493152-21-007493) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-09 (accession 0001493152-21-008401), 9 days after the 2021-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2020 | Form NT 10-Q filed 2020-05-14 (accession 0001493152-20-008822) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-20 (accession 0001493152-20-009502), 5 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001493152-19-017553) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001493152-19-018025), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001493152-19-007378) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001493152-19-007910), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001493152-18-016216) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001493152-18-016473), 5 days after the 2018-11-14 filing d… | view ↗ |
Related on IPDN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.