IOVA Risk Flags
Consolidated view of every risk_flag row IOVAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001513160-13-000026) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-09-23 (accession 0001513160-13-000055), 176 days after the 2013-03-31 filing… | view ↗ |
| Auditor Change | medium | 10-K · Feb 28, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-28 (accession 0001558370-24-002036) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-02-28 (accession 0001558370-23-002419) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2013 | Form NT 10-Q filed 2013-08-15 (accession 0001513160-13-000048) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-10-23 (accession 0001513160-13-000061), 70 days after the 2013-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2012 | Form NT 10-Q filed 2012-11-13 (accession 0001513160-12-000078) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2013-01-25 (accession 0001513160-13-000022), 72 days after the 2012-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 10, 2012 | Form NT 10-Q filed 2012-08-10 (accession 0001513160-12-000052) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-14 (accession 0001513160-12-000056), 0 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2012 | Form NT 10-Q filed 2012-05-11 (accession 0001144204-12-028009) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-15 (accession 0001513160-12-000038), 0 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 15, 2012 | Form NT 10-K filed 2012-03-15 (accession 0001144204-12-015344) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-03-30 (accession 0001144204-12-018611), 0 days after the 2012-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001144204-11-064764) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001144204-11-066214), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2011 | Form NT 10-Q filed 2011-08-16 (accession 0001144204-11-047770) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001144204-11-049087), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2011 | Form NT 10-Q filed 2011-05-16 (accession 0001144204-11-030006) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-20 (accession 0001144204-11-031493), 5 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2011 | Form NT 10-K filed 2011-04-01 (accession 0001144204-11-019379) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-14 (accession 0001144204-11-021982), 14 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2010 | Form NT 10-Q filed 2010-11-16 (accession 0001144204-10-061514) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-17 (accession 0001144204-10-061551), 3 days after the 2010-11-14 filing d… | view ↗ |
Related on IOVA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.