IOR Risk Flags
Consolidated view of every risk_flag row IORhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 2, 2013 | Form NT 10-K filed 2013-04-02 (accession 0001010549-13-000217) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-16 (accession 0001010549-13-000257), 16 days after the 2013-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 21, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-21 (accession 0001999371-24-003780) was 'FARMER, FUQUA & HUFF, PC' (PCAOB Firm ID: 782). Prior 10-K filed 2023-03-23 (accession 0001387131-23-003916) was 'Swalm & Associates, P.C.' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2013 | Form NT 10-Q filed 2013-05-16 (accession 0001010549-13-000351) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001010549-13-000392), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2005 | Form NT 10-Q filed 2005-08-15 (accession 0000950134-05-015975) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. Substantive filing landed 2005-08-19 (accession 0000950134-05-016414), 5 days after the 2005-08-14 filing d… | view ↗ |
Related on IOR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.