INM Risk Flags
Consolidated view of every risk_flag row INMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Dec 21, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-12-21 (accession 0001213900-23-097753) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K/A filed 2022-09-28 (accession 0001213900-22-059692) was 'KPMG LLP' (PCAOB Firm ID: 85). | view ↗ |
| Auditor Change | low | 10-K/A · Oct 24, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-10-24 (accession 0001213900-25-102157) was 'CBIZ CPAs P.C.' (PCAOB Firm ID: 199). Prior 10-K filed 2024-09-30 (accession 0001213900-24-082843) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001213900-23-080833) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-09-29 (accession 0001213900-23-080842), 1 days after the 2023-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 10, 2023 | Form NT 10-Q filed 2023-02-10 (accession 0001213900-23-009982) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-17 (accession 0001213900-23-012859), 3 days after the 2023-02-14 filing d… | view ↗ |
Related on INM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.