IMAQ Risk Flags
Consolidated view of every risk_flag row IMAQhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001654954-23-014388) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2024-02-23 (accession 0001654954-24-002099), 101 days after the 2023-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Jul 1, 2025 | Form NT 10-K filed 2025-07-01 (accession 0001213900-25-059943) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-07-15 (accession 0001213900-25-064247), 16 days after the 2025-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001213900-24-069756) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-09-03 (accession 0001213900-24-075132), 20 days after the 2024-08-14 filing … | view ↗ |
| Auditor Change | high | 10-K · Jul 14, 2023 | PCAOB-tagged auditor in 10-K filed 2023-07-14 (accession 0001654954-23-009151) was 'Mercurius & Associates LLP' (PCAOB Firm ID: 3223). Prior 10-K filed 2022-03-30 (accession 0001410578-22-000613) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Sep 6, 2024 | Form 25-NSE filed 2024-09-06 (accession 0001354457-24-000659) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2023 | Form NT 10-K filed 2023-06-29 (accession 0001654954-23-008568) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-07-14 (accession 0001654954-23-009151), 15 days after the 2023-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001104659-21-139901) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2022-01-14 (accession 0001410578-22-000029), 61 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001104659-22-117747) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001410578-22-003511), 7 days after the 2022-11-14 filing d… | view ↗ |
Related on IMAQ
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.