IHT Risk Flags
Consolidated view of every risk_flag row IHThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Jul 31, 2020 | Form NT 10-Q filed 2020-07-31 (accession 0001493152-20-014289) notified the SEC of delayed 10-Q filing for period ending 2020-04-30. Substantive filing landed 2021-01-11 (accession 0001493152-21-000745), 211 days after the 2020-06-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Jun 12, 2020 | Form NT 10-K filed 2020-06-12 (accession 0001493152-20-011095) notified the SEC of delayed 10-K filing for period ending 2020-01-31. Substantive filing landed 2020-08-14 (accession 0001493152-20-015642), 106 days after the 2020-04-30 filing… | view ↗ |
| Late Filing | high | NT 10-K · May 2, 2007 | Form NT 10-K filed 2007-05-02 (accession 0001140361-07-008943) notified the SEC of delayed 10-K filing for period ending 2007-01-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · May 1, 1998 | Form NT 10-K filed 1998-05-01 (accession 0000950152-98-003920) notified the SEC of delayed 10-K filing for period ending 1998-01-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · May 1, 2026 | Form NT 10-K filed 2026-05-01 (accession 0001493152-26-020937) notified the SEC of delayed 10-K filing for period ending 2026-01-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 15, 2022 | Form NT 10-Q filed 2022-06-15 (accession 0001493152-22-016885) notified the SEC of delayed 10-Q filing for period ending 2022-04-30. Substantive filing landed 2022-07-01 (accession 0001493152-22-018408), 17 days after the 2022-06-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 2, 2022 | Form NT 10-K filed 2022-05-02 (accession 0001493152-22-011693) notified the SEC of delayed 10-K filing for period ending 2022-01-31. Substantive filing landed 2022-05-27 (accession 0001493152-22-015364), 26 days after the 2022-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 15, 2021 | Form NT 10-Q filed 2021-09-15 (accession 0001493152-21-022808) notified the SEC of delayed 10-Q filing for period ending 2021-07-31. Substantive filing landed 2021-10-20 (accession 0001493152-21-025893), 36 days after the 2021-09-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 30, 2021 | Form NT 10-K filed 2021-04-30 (accession 0001493152-21-010106) notified the SEC of delayed 10-K filing for period ending 2021-01-31. Substantive filing landed 2021-05-17 (accession 0001493152-21-011629), 16 days after the 2021-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 14, 2019 | Form NT 10-Q filed 2019-06-14 (accession 0001493152-19-009189) notified the SEC of delayed 10-Q filing for period ending 2019-04-30. Substantive filing landed 2019-07-25 (accession 0001493152-19-011067), 41 days after the 2019-06-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 30, 2019 | Form NT 10-K filed 2019-04-30 (accession 0001493152-19-006115) notified the SEC of delayed 10-K filing for period ending 2019-01-31. Substantive filing landed 2019-06-19 (accession 0001493152-19-009454), 49 days after the 2019-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2004 | Form NT 10-Q filed 2004-12-16 (accession 0001104659-04-040080) notified the SEC of delayed 10-Q filing for period ending 2004-10-31. Substantive filing landed 2005-01-10 (accession 0001104659-05-000858), 26 days after the 2004-12-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 2, 2000 | Form NT 10-K filed 2000-05-02 (accession 0001077604-00-000168) notified the SEC of delayed 10-K filing for period ending 2000-01-31. Substantive filing landed 2000-05-16 (accession 0001077604-00-000182), 16 days after the 2000-04-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 4, 1999 | Form NT 10-K filed 1999-05-04 (accession 0000950152-99-003992) notified the SEC of delayed 10-K filing for period ending 1999-01-31. Substantive filing landed 1999-05-27 (accession 0000950152-99-004932), 26 days after the 1999-05-01 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 16, 2025 | Form NT 10-Q filed 2025-06-16 (accession 0001641172-25-015299) notified the SEC of delayed 10-Q filing for period ending 2025-04-30. Substantive filing landed 2025-06-20 (accession 0001641172-25-015912), 6 days after the 2025-06-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · May 1, 2025 | PCAOB-tagged auditor in 10-K filed 2025-05-01 (accession 0001641172-25-007998) was 'BCRG Group' (PCAOB Firm ID: 7158). Prior 10-K filed 2024-04-08 (accession 0001493152-24-013409) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Auditor Change | low | 10-K · May 2, 2023 | PCAOB-tagged auditor in 10-K filed 2023-05-02 (accession 0001493152-23-015101) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). Prior 10-K filed 2022-05-27 (accession 0001493152-22-015364) was 'Macias, Gini, and O’Connell LLP (324)' (PCAOB Fi… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 2022 | Form NT 10-Q filed 2022-09-15 (accession 0001493152-22-025987) notified the SEC of delayed 10-Q filing for period ending 2022-07-31. Substantive filing landed 2022-09-20 (accession 0001493152-22-026404), 6 days after the 2022-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2021 | Form NT 10-Q filed 2021-12-15 (accession 0001493152-21-031579) notified the SEC of delayed 10-Q filing for period ending 2021-10-31. Substantive filing landed 2021-12-28 (accession 0001493152-21-032565), 13 days after the 2021-12-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 15, 2021 | Form NT 10-Q filed 2021-06-15 (accession 0001493152-21-014419) notified the SEC of delayed 10-Q filing for period ending 2021-04-30. Substantive filing landed 2021-06-28 (accession 0001493152-21-015419), 14 days after the 2021-06-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Dec 13, 2019 | Form NT 10-Q filed 2019-12-13 (accession 0001493152-19-019198) notified the SEC of delayed 10-Q filing for period ending 2019-10-31. Substantive filing landed 2019-12-27 (accession 0001493152-19-019740), 12 days after the 2019-12-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 14, 2018 | Form NT 10-Q filed 2018-06-14 (accession 0001493152-18-008695) notified the SEC of delayed 10-Q filing for period ending 2018-04-30. Substantive filing landed 2018-06-26 (accession 0001493152-18-009189), 12 days after the 2018-06-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · May 1, 2018 | Form NT 10-K filed 2018-05-01 (accession 0001493152-18-006087) notified the SEC of delayed 10-K filing for period ending 2018-01-31. Substantive filing landed 2018-05-16 (accession 0001493152-18-007218), 15 days after the 2018-05-01 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 2008 | Form NT 10-Q filed 2008-09-15 (accession 0000082473-08-000012) notified the SEC of delayed 10-Q filing for period ending 2008-07-31. Substantive filing landed 2008-09-23 (accession 0000082473-08-000014), 9 days after the 2008-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 30, 2008 | Form NT 10-K filed 2008-04-30 (accession 0000082473-08-000002) notified the SEC of delayed 10-K filing for period ending 2008-01-31. Substantive filing landed 2008-05-15 (accession 0000082473-08-000004), 15 days after the 2008-04-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · May 3, 2005 | Form NT 10-K filed 2005-05-03 (accession 0001104659-05-020038) notified the SEC of delayed 10-K filing for period ending 2005-01-31. Substantive filing landed 2005-05-04 (accession 0001104659-05-020405), 3 days after the 2005-05-01 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 2004 | Form NT 10-Q filed 2004-09-15 (accession 0001104659-04-027745) notified the SEC of delayed 10-Q filing for period ending 2004-07-31. Substantive filing landed 2004-09-20 (accession 0001104659-04-028051), 6 days after the 2004-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jun 15, 2004 | Form NT 10-Q filed 2004-06-15 (accession 0001104659-04-016938) notified the SEC of delayed 10-Q filing for period ending 2004-04-30. Substantive filing landed 2004-06-18 (accession 0001104659-04-017280), 4 days after the 2004-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · May 2, 2001 | Form NT 10-K filed 2001-05-02 (accession 0001104659-01-500340) notified the SEC of delayed 10-K filing for period ending 2001-01-31. Substantive filing landed 2001-05-04 (accession 0001104659-01-500355), 3 days after the 2001-05-01 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 1998 | Form NT 10-Q filed 1998-09-15 (accession 0000950152-98-007625) notified the SEC of delayed 10-Q filing for period ending 1998-07-31. Substantive filing landed 1998-09-18 (accession 0000950152-98-007705), 4 days after the 1998-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jun 16, 1998 | Form NT 10-Q filed 1998-06-16 (accession 0000950152-98-005365) notified the SEC of delayed 10-Q filing for period ending 1998-04-30. Substantive filing landed 1998-06-22 (accession 0000950152-98-005477), 8 days after the 1998-06-14 filing d… | view ↗ |
Related on IHT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.