IGTA Risk Flags
Consolidated view of every risk_flag row IGTAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Jun 3, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-06-03 (accession 0001213900-24-049042) was 'Adeptus Partners, LLC' (PCAOB Firm ID: 3686). Prior 10-K filed 2023-04-14 (accession 0001213900-23-029945) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001213900-26-036756) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001213900-26-044014), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001213900-25-110304) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001213900-25-112343), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2025 | Form NT 10-Q filed 2025-08-13 (accession 0001213900-25-075712) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-20 (accession 0001213900-25-078991), 6 days after the 2025-08-14 filing d… | view ↗ |
| Delisting | medium | 25-NSE · May 9, 2025 | Form 25-NSE filed 2025-05-09 (accession 0001354457-25-000398) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043194) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001213900-24-045197), 5 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | medium | 10-K · Apr 14, 2023 | PCAOB-tagged auditor in 10-K filed 2023-04-14 (accession 0001213900-23-029945) was 'Marcum llp' (PCAOB Firm ID: 688). Prior 10-K/A filed 2023-01-13 (accession 0001213900-23-002696) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001213900-25-043627) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001213900-25-045948), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001213900-23-039233) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001213900-23-041982), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001213900-23-024936) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-14 (accession 0001213900-23-029945), 14 days after the 2023-03-31 filing … | view ↗ |
Related on IGTA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.