IDXG Risk Flags
Consolidated view of every risk_flag row IDXGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Apr 26, 2021 | Form 25-NSE filed 2021-04-26 (accession 0001354457-21-000509) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001493152-21-007622) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-01 (accession 0001493152-21-007629), 1 days after the 2021-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0001493152-20-021851) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2021-01-19 (accession 0001493152-21-001333), 66 days after the 2020-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001493152-20-015963) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-10-19 (accession 0001493152-20-019627), 66 days after the 2020-08-14 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Apr 28, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-04-28 (accession 0001493152-23-014701) was 'EisnerAmper, LLP' (PCAOB Firm ID: 274). Prior 10-K/A filed 2022-05-02 (accession 0001493152-22-011653) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001437749-16-042102) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-17 (accession 0001437749-16-042352), 3 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2006 | Form NT 10-K filed 2006-03-17 (accession 0001054102-06-000013) notified the SEC of delayed 10-K filing for period ending 2005-12-31. Substantive filing landed 2006-03-17 (accession 0001054102-06-000015), 14 days before the 2006-03-31 filing… | view ↗ |
Related on IDXG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.