IDN Risk Flags
Consolidated view of every risk_flag row IDNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 28, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-28 (accession 0001040896-23-000016) was 'FORVIS, LLP' (PCAOB Firm ID: 686). Prior 10-K/A filed 2022-06-17 (accession 0001493152-22-017178) was 'EisnerAmper LLP' (PCAOB Firm ID: 274). | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001493152-22-013839) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-06-09 (accession 0001493152-22-016305), 25 days after the 2022-05-15 filing … | view ↗ |
| Delisting | medium | 25 · Jan 31, 2020 | Form 25 filed 2020-01-31 (accession 0001493152-20-001443) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
Related on IDN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.