ICU Risk Flags
Consolidated view of every risk_flag row ICUhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Apr 28, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-04-28 (accession 0000950170-23-015649) was 'Armanino LLP' (PCAOB Firm ID: 32). Prior 10-K filed 2022-04-06 (accession 0001564590-22-013725) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). | view ↗ |
| Delisting | high | 15-15D · Nov 8, 2022 | Form 15-15D (deregistration) filed 2022-11-08 (accession 0001193125-22-280203). Paired with Form 25-NSE (delisting notice) filed 2022-10-28 (accession 0001354457-22-000608) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Oct 28, 2022 | Form 25-NSE (delisting notice) filed 2022-10-28 (accession 0001354457-22-000608). Paired with Form 15-15D (deregistration) filed 2022-11-08 (accession 0001193125-22-280203) within the 12-month going-dark window. | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-16 (accession 0000950170-24-044855) was 'Armanino LLP' (PCAOB Firm ID: 100). Prior 10-K/A filed 2023-04-28 (accession 0000950170-23-015649) was 'Armanino LLP' (PCAOB Firm ID: 32). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0000950170-24-038844) notified the SEC of delayed 10-K filing for period ending 2024-04-01. Substantive filing landed 2024-04-16 (accession 0000950170-24-044855), 75 days before the 2024-06-30 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001564590-22-029548) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-16 (accession 0001564590-22-029552), 2 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001564590-22-020470) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-19 (accession 0001564590-22-020785), 4 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001564590-22-013153) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-06 (accession 0001564590-22-013725), 6 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001564590-21-057146) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-17 (accession 0001564590-21-057476), 3 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001564590-21-028689) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001564590-21-029539), 9 days after the 2021-05-15 filing d… | view ↗ |
Related on ICU
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.