HYEX Risk Flags
Consolidated view of every risk_flag row HYEXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001520138-18-000326) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2019-04-25 (accession 0001520138-19-000107), 162 days after the 2018-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001520138-18-000195) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-09-11 (accession 0001520138-18-000232), 28 days after the 2018-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001520138-18-000051) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-06-08 (accession 0001520138-18-000125), 69 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001096906-26-000452) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-09 (accession 0001096906-26-000515), 9 days after the 2026-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001520138-17-000364) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-15 (accession 0001520138-17-000369), 1 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001520138-17-000275) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-18 (accession 0001520138-17-000282), 4 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001520138-17-000192) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-25 (accession 0001520138-17-000225), 10 days after the 2017-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001520138-17-000118) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001520138-17-000143), 17 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Apr 22, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-04-22 (accession 0001096906-25-000553) was 'Bush & Associates CPA LLC' (PCAOB Firm ID: 6797). Prior 10-K filed 2024-04-01 (accession 0001096906-24-000706) was 'BF Borgers CPA PC' (PCAOB Firm ID: 504… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001096906-25-000368) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-01 (accession 0001096906-25-000370), 1 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001096906-24-001131) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001096906-24-001186), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001520138-22-000129) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-01 (accession 0001520138-22-000131), 1 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001520138-16-001238) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-22 (accession 0001520138-16-001265), 8 days after the 2016-11-14 filing d… | view ↗ |
Related on HYEX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.