NASDAQ·National Commercial Banks

HWBKHAWTHORN BANCSHARES, INC.

HAWTHORN BANCSHARES, INC. (HWBK) has auditor change and delinquent SEC filing flags.

Last filing: filing·May 8, 2026EDGAR ↗

HWBK Risk Flags

Consolidated view of every risk_flag row HWBKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.

Category	Severity	Source	Excerpt	EDGAR
Auditor Change	high	10-K · Mar 17, 2025	PCAOB-tagged auditor in 10-K filed 2025-03-17 (accession 0000893847-25-000002) was 'Forvis Mazars' (PCAOB Firm ID: 686). Prior 10-K filed 2024-03-18 (accession 0000893847-24-000002) was 'KPMG LLP' (PCAOB Firm ID: 185).	view ↗
Late Filing	medium	NT 11-K · Jun 29, 2007	Form NT 11-K filed 2007-06-29 (accession 9999999997-07-031967) notified the SEC of delayed 11-K filing for period ending 2006-12-31. Substantive filing landed 2007-07-16 (accession 9999999997-07-035569), 17 days after the 2007-06-29 filing …	view ↗

Related on HWBK

Auditor & opinion →

Source for auditor_change + going-concern flags.

Share-count dilution →

Source for dilution + convertible-debt flags.

Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.