HUDI Risk Flags
Consolidated view of every risk_flag row HUDIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 20-F · Jan 31, 2023 | Form NT 20-F filed 2023-01-31 (accession 0001213900-23-006460) notified the SEC of delayed 20-F filing for period ending 2022-09-30. Substantive filing landed 2023-02-15 (accession 0001213900-23-012178), 18 days after the 2023-01-28 filing … | view ↗ |
| Auditor Change | low | 20-F/A · Mar 27, 2025 | PCAOB-tagged auditor in 20-F/A filed 2025-03-27 (accession 0001013762-25-003358) was 'HTL International, LLC' (PCAOB Firm ID: 7000). Prior 20-F filed 2024-02-05 (accession 0001213900-24-009988) was 'TPS Thayer, LLC' (PCAOB Firm ID: 6706). | view ↗ |
| Late Filing | low | NT 20-F · Jan 31, 2024 | Form NT 20-F filed 2024-01-31 (accession 0001213900-24-008209) notified the SEC of delayed 20-F filing for period ending 2023-09-30. Substantive filing landed 2024-02-05 (accession 0001213900-24-009988), 8 days after the 2024-01-28 filing d… | view ↗ |
| Late Filing | low | NT 20-F · Feb 1, 2022 | Form NT 20-F filed 2022-02-01 (accession 0001213900-22-004638) notified the SEC of delayed 20-F filing for period ending 2021-09-30. Substantive filing landed 2022-02-02 (accession 0001213900-22-004972), 5 days after the 2022-01-28 filing d… | view ↗ |
Related on HUDI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.