HSDT Risk Flags
Consolidated view of every risk_flag row HSDThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001193125-17-107779) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2018-03-12 (accession 0001564590-18-005321), 346 days after the 2017-03-31 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2025 | Form NT 10-Q filed 2025-11-12 (accession 0001104659-25-110338) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-18 (accession 0001104659-25-113714), 4 days after the 2025-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 28, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-28 (accession 0001558370-24-004260) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2023-03-09 (accession 0001558370-23-003338) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001193125-17-171302) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-16 (accession 0001193125-17-172101), 1 days after the 2017-05-15 filing d… | view ↗ |
Related on HSDT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.