HSCT Risk Flags
Consolidated view of every risk_flag row HSCThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Oct 1, 2024 | Form NT 10-K filed 2024-10-01 (accession 0001477932-24-006067) notified the SEC of delayed 10-K filing for period ending 2024-06-30. Substantive filing landed 2025-08-28 (accession 0001477932-25-006370), 334 days after the 2024-09-28 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 14, 2024 | Form NT 10-Q filed 2024-05-14 (accession 0001477932-24-002827) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-07-12 (accession 0001477932-24-004184), 58 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001477932-24-000762) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-03-13 (accession 0001477932-24-001163), 28 days after the 2024-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001477932-23-007223) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-12-08 (accession 0001477932-23-009040), 71 days after the 2023-09-28 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Aug 28, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-08-28 (accession 0001477932-25-006370) was 'BOLADALE LAWAL & CO' (PCAOB Firm ID: 6993). Prior 10-K filed 2022-10-11 (accession 0001477932-22-007514) was 'Sadler, Gibb & Associates, LLC' (PCAOB Firm … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001477932-23-003510) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-23 (accession 0001477932-23-003922), 8 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2022 | Form NT 10-K filed 2022-09-28 (accession 0001477932-22-007247) notified the SEC of delayed 10-K filing for period ending 2022-06-30. Substantive filing landed 2022-10-11 (accession 0001477932-22-007514), 13 days after the 2022-09-28 filing … | view ↗ |
Related on HSCT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.