HRTX Risk Flags
Consolidated view of every risk_flag row HRTXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 29, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-29 (accession 0000950170-23-010603) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). Prior 10-K filed 2022-02-28 (accession 0001564590-22-007618) was 'OUM & CO. LLP' (PCAOB Firm ID: 252). | view ↗ |
| Delisting | medium | 25-NSE · Jun 3, 2011 | Form 25-NSE filed 2011-06-03 (accession 0001354457-11-000128) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
Related on HRTX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.