HRGN Risk Flags
Consolidated view of every risk_flag row HRGNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 28, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-28 (accession 0001493152-24-011784) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-30 (accession 0001493152-23-009840) was 'Wei, Wei & Co., LLP' (PCAOB Firm ID: 2388). | view ↗ |
| Delisting | medium | 25-NSE · Dec 7, 2017 | Form 25-NSE filed 2017-12-07 (accession 0001354457-17-000248) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001144204-17-059046) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-12-15 (accession 0001144204-17-064038), 31 days after the 2017-11-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 19, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-19 (accession 0001437749-26-009079) was 'CBIZ CPAs P.C.' (PCAOB Firm ID: 199). Prior 10-K filed 2025-03-31 (accession 0001437749-25-010213) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001104659-21-068141) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001104659-21-071224), 9 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001104659-21-044914) notified the SEC of delayed 10-K filing for period ending 2020-12-30. Substantive filing landed 2021-04-13 (accession 0001104659-21-049804), 14 days after the 2021-03-30 filing … | view ↗ |
Related on HRGN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.