HR Risk Flags
Consolidated view of every risk_flag row HRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 1, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-01 (accession 0001360604-23-000019) was 'BDO USA, LLP' (PCAOB Firm ID: 243). Prior 10-K/A filed 2022-04-12 (accession 0001360604-22-000026) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Delisting | low | 15-12G · Nov 15, 2013 | Form 15-12G filed 2013-11-15 (accession 0001193125-13-443964) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-12G · Jun 21, 2013 | Form 15-12G filed 2013-06-21 (accession 0001193125-13-267526) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-12G · Jun 21, 2013 | Form 15-12G filed 2013-06-21 (accession 0001193125-13-267492) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-12B · Mar 7, 2013 | Form 15-12B filed 2013-03-07 (accession 0001193125-13-095751) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on HR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.