HOLO Risk Flags
Consolidated view of every risk_flag row HOLOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 14, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-14 (accession 0001829126-23-002018) was 'AssentSure PAC' (PCAOB Firm ID: 6783). Prior 10-K filed 2022-03-31 (accession 0001829126-22-007172) was 'Friedman LLP' (PCAOB Firm ID: 659). | view ↗ |
| Delisting | medium | 25-NSE · Sep 16, 2022 | Form 25-NSE filed 2022-09-16 (accession 0001354457-22-000530) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Sep 16, 2022 | Form 25-NSE filed 2022-09-16 (accession 0001354457-22-000529) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
Related on HOLO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.