HNOI Risk Flags
Consolidated view of every risk_flag row HNOIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Mar 17, 2025 | Form NT 10-Q filed 2025-03-17 (accession 0001262463-25-000068) notified the SEC of delayed 10-Q filing for period ending 2025-01-31. Substantive filing landed 2025-04-18 (accession 0001262463-25-000104), 32 days after the 2025-03-17 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 29, 2025 | Form NT 10-K filed 2025-01-29 (accession 0001262463-25-000040) notified the SEC of delayed 10-K filing for period ending 2024-10-31. Substantive filing landed 2025-03-20 (accession 0001262463-25-000080), 50 days after the 2025-01-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Feb 1, 2011 | Form NT 10-K filed 2011-02-01 (accession 0001144204-11-005197) notified the SEC of delayed 10-K filing for period ending 2010-10-31. Substantive filing landed 2011-02-14 (accession 0001144204-11-008626), 16 days after the 2011-01-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 17, 2026 | Form NT 10-Q filed 2026-03-17 (accession 0001342916-26-000012) notified the SEC of delayed 10-Q filing for period ending 2026-01-31. Substantive filing landed 2026-03-25 (accession 0001342916-26-000016), 8 days after the 2026-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jan 29, 2026 | Form NT 10-K filed 2026-01-29 (accession 0001342916-26-000003) notified the SEC of delayed 10-K filing for period ending 2025-10-31. Substantive filing landed 2026-02-06 (accession 0001342916-26-000008), 8 days after the 2026-01-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 15, 2025 | Form NT 10-Q filed 2025-09-15 (accession 0001985389-25-000007) notified the SEC of delayed 10-Q filing for period ending 2025-07-31. Substantive filing landed 2025-09-22 (accession 0001985705-25-000034), 8 days after the 2025-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 16, 2025 | Form NT 10-Q filed 2025-06-16 (accession 0001262463-25-000128) notified the SEC of delayed 10-Q filing for period ending 2025-04-30. Substantive filing landed 2025-06-23 (accession 0001262463-25-000137), 9 days after the 2025-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2011 | Form NT 10-Q filed 2011-09-14 (accession 0001144204-11-052999) notified the SEC of delayed 10-Q filing for period ending 2011-07-31. Substantive filing landed 2011-09-20 (accession 0001144204-11-053796), 6 days after the 2011-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 14, 2011 | Form NT 10-Q filed 2011-06-14 (accession 0001144204-11-035587) notified the SEC of delayed 10-Q filing for period ending 2011-04-30. Substantive filing landed 2011-06-20 (accession 0001144204-11-036558), 6 days after the 2011-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 18, 2011 | Form NT 10-Q filed 2011-03-18 (accession 0001144204-11-015890) notified the SEC of delayed 10-Q filing for period ending 2011-01-31. Substantive filing landed 2011-03-22 (accession 0001144204-11-016329), 5 days after the 2011-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 15, 2010 | Form NT 10-Q filed 2010-09-15 (accession 0001144204-10-049481) notified the SEC of delayed 10-Q filing for period ending 2010-07-31. Substantive filing landed 2010-09-21 (accession 0001144204-10-050183), 7 days after the 2010-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 15, 2010 | Form NT 10-Q filed 2010-06-15 (accession 0001144204-10-033561) notified the SEC of delayed 10-Q filing for period ending 2010-04-30. Substantive filing landed 2010-06-21 (accession 0001144204-10-034405), 7 days after the 2010-06-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Feb 1, 2010 | Form NT 10-K filed 2010-02-01 (accession 0001165527-10-000068) notified the SEC of delayed 10-K filing for period ending 2009-10-31. Substantive filing landed 2010-03-22 (accession 0001144204-10-014733), 52 days after the 2010-01-29 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Sep 22, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-09-22 (accession 0001985705-25-000033) was 'Barton CPA PLLC' (PCAOB Firm ID: 6968). Prior 10-K filed 2024-01-29 (accession 0001262463-24-000015) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Sep 16, 2024 | Form NT 10-Q filed 2024-09-16 (accession 0001262463-24-000081) notified the SEC of delayed 10-Q filing for period ending 2024-07-31. Substantive filing landed 2024-09-20 (accession 0001262463-24-000084), 6 days after the 2024-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jun 14, 2024 | Form NT 10-Q filed 2024-06-14 (accession 0001262463-24-000063) notified the SEC of delayed 10-Q filing for period ending 2024-04-30. Substantive filing landed 2024-06-27 (accession 0001262463-24-000067), 13 days after the 2024-06-14 filing … | view ↗ |
| Delisting | low | 15-15D · Aug 20, 2019 | Form 15-15D filed 2019-08-20 (accession 0001213900-19-016365) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Mar 18, 2010 | Form NT 10-Q filed 2010-03-18 (accession 0001144204-10-014292) notified the SEC of delayed 10-Q filing for period ending 2010-01-31. Substantive filing landed 2010-03-23 (accession 0001144204-10-015018), 6 days after the 2010-03-17 filing d… | view ↗ |
Related on HNOI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.