HLP Risk Flags
Consolidated view of every risk_flag row HLPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 20-F · Apr 28, 2023 | Form NT 20-F filed 2023-04-28 (accession 0001213900-23-033844) notified the SEC of delayed 20-F filing for period ending 2022-12-31. Substantive filing landed 2023-05-16 (accession 0001213900-23-040060), 16 days after the 2023-04-30 filing … | view ↗ |
| Auditor Change | low | 20-F · May 13, 2026 | PCAOB-tagged auditor in 20-F filed 2026-05-13 (accession 0001213900-26-055737) was 'HTL International, LLC' (PCAOB Firm ID: 7000). Prior 20-F filed 2025-05-12 (accession 0001213900-25-042120) was 'RBSM LLP' (PCAOB Firm ID: 587). | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2026 | Form NT 20-F filed 2026-04-30 (accession 0001213900-26-050355) notified the SEC of delayed 20-F filing for period ending 2025-12-31. Substantive filing landed 2026-05-13 (accession 0001213900-26-055737), 13 days after the 2026-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2025 | Form NT 20-F filed 2025-05-01 (accession 0001213900-25-038029) notified the SEC of delayed 20-F filing for period ending 2024-12-31. Substantive filing landed 2025-05-12 (accession 0001213900-25-042120), 12 days after the 2025-04-30 filing … | view ↗ |
Related on HLP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.