HLN Risk Flags
Consolidated view of every risk_flag row HLNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Mar 24, 2025 | Form 25-NSE filed 2025-03-24 (accession 0000876661-25-000222) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Mar 25, 2024 | Form 25-NSE filed 2024-03-25 (accession 0000876661-24-000219) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Mar 24, 2023 | Form 25-NSE filed 2023-03-24 (accession 0000876661-23-000277) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 20-F · Mar 13, 2026 | PCAOB-tagged auditor in 20-F filed 2026-03-13 (accession 0001104659-26-027443) was 'KPMG LLP' (PCAOB Firm ID: 1118). Prior 20-F filed 2025-03-20 (accession 0001558370-25-003368) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Auditor Change | low | 20-F · Mar 20, 2025 | PCAOB-tagged auditor in 20-F filed 2025-03-20 (accession 0001558370-25-003368) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 20-F/A filed 2024-05-24 (accession 0001104659-24-064947) was 'Deloitte LLP' (PCAOB Firm ID: 1147). | view ↗ |
Related on HLN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.