HIND Risk Flags
Consolidated view of every risk_flag row HINDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Apr 4, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-04 (accession 0001558370-25-004477) was 'Haskell & White LLP' (PCAOB Firm ID: 200). Prior 10-K filed 2024-04-01 (accession 0001558370-24-004559) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001558370-23-005421) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001558370-23-006079), 17 days after the 2023-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 18, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-18 (accession 0001213900-26-029500) was 'Kreit and Chiu CPA LLP' (PCAOB Firm ID: 6651). Prior 10-K filed 2025-04-04 (accession 0001558370-25-004477) was 'Haskell & White LLP' (PCAOB Firm ID: 200). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001104659-25-049418) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001558370-25-008031), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001104659-25-030540) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-04 (accession 0001558370-25-004477), 4 days after the 2025-03-31 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 17, 2023 | PCAOB-tagged auditor in 10-K filed 2023-04-17 (accession 0001558370-23-006079) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2022-04-08 (accession 0001558370-22-005238) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001558370-22-013691) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001558370-22-013821), 5 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 13, 2022 | Form NT 10-Q filed 2022-05-13 (accession 0001558370-22-008792) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001558370-22-009259), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001558370-22-004981) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-08 (accession 0001558370-22-005238), 8 days after the 2022-03-31 filing d… | view ↗ |
Related on HIND
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.